SEC Form 4 · accession 0001127602-18-024978

Athene Holding Ltd. · ATH-PA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Grant Kvalheim

Officer — See Remarks

Period of report

Apr 27, 2018

Accepted (ET)

Aug 8, 2018 · 4:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001527469

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Shares^F1	Apr 27, 2018	G	354,773	$0.00	D	0	I	By Grant Kvalheim April 2014 Grat
Class A Common Shares^F1	Apr 27, 2018	G	354,773	$0.00	A	354,773	I	By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares^F3	Aug 6, 2018	S	6,334	$50.003	D	348,439	I	By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares^F4	Aug 7, 2018	S	32,651	$50.0078	D	315,788	I	By Grant Kvalheim 2009 Children's Non-Exempt Trust
Class A Common Shares^F1	holding	—	—		—	1,631,434	D
Class A Common Shares	holding	—	—		—	37,150	I	By Grant Kvalheim 2009 Children's Gst Exempt Trust - Dk
Class A Common Shares	holding	—	—		—	37,150	I	By Grant Kvalheim 2009 Children's Gst Exempt Trust - Lk
Class A Common Shares	holding	—	—		—	37,150	I	By Grant Kvalheim 2009 Children's Gst Exempt Trust - Mk

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Upon termination of the Grant Kvalheim April 2014 GRAT on April 27, 2018, 354,773 of the shares were transferred to the Grant Kvalheim 2009 Children's Non-Exempt Trust. The remaining 77,421 shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2018.
F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.02, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.05, inclusive. The reporting person undertakes to provide to Athene Holding Ltd., any security holder of Athene Holding Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

Remarks

Chief Executive Officer - Athene USA Corporation; Exhibit 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on December 9, 2016)