Company · CIK 0001522690 · SIC 6311 — Life Insurance

GWG Holdings, Inc. · GWGH

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 10, 2018 FMForm 4 →	Dec 12, 5:04 pm EST	William AchesonChief Financial Officer	74,139	$8.18	$202,152	89,017	—	plan?
Dec 7, 2018 GForm 5 →	Feb 13, 2019, 5:23 pm EST	Jon SabesChief Executive Officer, Director	100,000	—	—	1,129,546	—	plan?
Dec 7, 2018 GJForm 5 →	Feb 13, 2019, 5:22 pm EST	Steven F SabesExec VP & Secretary, Director	148,544	—	—	904,195	—	plan?
Aug 22, 2018 FMForm 4 →	Sep 5, 1:31 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	10,773	$9.80	$105,524	1,229,546	—	plan? late
Aug 21, 2018 FMForm 4 →	Sep 5, 1:31 pm EDT	David H AbramsonDirector	161,040	$9.01	$1,450,737	14,960	—	plan? late
Aug 21, 2018 FMForm 4 →	Sep 5, 1:22 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	118,249	$9.56	$1,130,222	1,052,739	—	plan? late
Aug 16, 2018 FMForm 4 →	Sep 5, 1:22 pm EDT	William AchesonChief Financial Officer	290,694	$9.07	$2,635,999	64,304	—	plan? late
Dec 11, 2017 GForm 5 →	Apr 9, 2018, 11:36 am EDT	Jon SabesChief Executive Officer, Director, 10% Owner	30,000	—	—	1,228,319	—	plan?
Mar 30, 2017 DFMForm 4 →	Apr 6, 11:40 am EDT	Jon GangelhoffChief Operating Officer	54,000	$9.38	$506,520	0	—	plan? late
Dec 23, 2016 JForm 4/A →	May 10, 2017, 11:19 am EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	2,144,764	—	—	1,072,382	—	plan?
Dec 21, 2016 GForm 5 →	Jan 11, 2017, 4:27 pm EST	Jon SabesChief Executive Officer, Director, 10% Owner	32,500	—	—	1,258,319	—	plan?
Jul 27, 2016 JForm 4 →	Aug 10, 5:09 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	733,629	—	—	1,290,819	—	plan? late
Jul 27, 2016 JForm 4 →	Aug 9, 3:29 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	733,629	—	—	1,044,322	—	plan? late
Dec 28, 2015 GForm 4 →	Jan 5, 2016, 5:27 pm EST	Jon SabesChief Executive Officer, Director, 10% Owner	31,000	—	—	1,046,276	—	plan? late
Dec 30, 2014 GForm 5 →	Jan 29, 2015, 4:43 pm EST	Jon SabesChief Executive Officer, Director, 10% Owner	15,000	—	—	1,077,276	—	plan? amended

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 10, 2018 AMForm 4 →	Dec 12, 5:04 pm EST	William AchesonChief Financial Officer	137,111	—	—	38,259	—
Aug 22, 2018 MForm 4 →	Sep 5, 1:31 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	6,000	—	—	0	—	late
Aug 21, 2018 MForm 4 →	Sep 5, 1:31 pm EDT	David H AbramsonDirector	88,000	—	—	14,000	—	late
Aug 21, 2018 MForm 4 →	Sep 5, 1:22 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	63,333	—	—	3,333	—	late
Aug 16, 2018 MForm 4 →	Sep 5, 1:22 pm EDT	William AchesonChief Financial Officer	177,499	—	—	1,667	—	late
Jun 29, 2018 AForm 4 →	Jul 2, 5:18 pm EDT	William AchesonChief Financial Officer	20,000	—	—	20,000	—
May 10, 2018 AForm 4 →	May 14, 5:14 pm EDT	Thomas J Donohue Jr.Director	25,200	—	—	25,200	—
May 10, 2018 AForm 4 →	May 14, 1:35 pm EDT	Mark Edward SchwarzmannDirector	18,900	—	—	16,800	—
Apr 17, 2018 AForm 4 →	Apr 18, 10:29 am EDT	Jon SabesChief Executive Officer, Director, 10% Owner	43,333	—	—	43,333	—
Jun 29, 2017 AForm 4 →	Jun 30, 4:45 pm EDT	William AchesonChief Financial Officer	75,000	—	—	75,000	—
Apr 18, 2017 AForm 4 →	Apr 20, 10:45 am EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	5,000	—	—	5,000	—
Apr 18, 2017 AForm 4 →	Apr 20, 10:45 am EDT	William AchesonChief Financial Officer	6,250	—	—	6,250	—
Mar 30, 2017 MForm 4 →	Apr 6, 11:40 am EDT	Jon GangelhoffChief Operating Officer	27,000	—	—	50,000	—	late
Feb 17, 2017 AForm 4 →	Feb 27, 5:09 pm EST	Mark Edward SchwarzmannDirector	8,400	—	—	8,400	—	late
Dec 20, 2016 AForm 4 →	Dec 21, 11:46 am EST	Jon GangelhoffChief Operating Officer	2,000	—	—	2,000	—
Nov 10, 2016 AForm 4 →	Nov 15, 8:08 pm EST	Jon SabesChief Executive Officer, Director, 10% Owner	162,500	—	—	162,500	—	late
Oct 3, 2016 JForm 4/A →	Nov 3, 1:56 pm EDT	Shawn R GenschDirector	2,100	—	—	0	—
Oct 3, 2016 JForm 4/A →	Nov 3, 1:56 pm EDT	Jeffrey L. McGregorDirector	2,800	—	—	0	—
Oct 3, 2016 JForm 4/A →	Nov 3, 1:56 pm EDT	David H AbramsonDirector	3,500	—	—	0	—
Oct 3, 2016 JForm 4/A →	Nov 3, 1:55 pm EDT	Charles H Maguire IIIDirector	2,450	—	—	0	—
Oct 3, 2016 AForm 4 →	Oct 4, 5:29 pm EDT	Jeffrey L. McGregorDirector	7,000	—	—	4,200	—	amended
Oct 3, 2016 AForm 4 →	Oct 4, 5:29 pm EDT	Charles H Maguire IIIDirector	2,450	—	—	2,450	—	amended
Oct 3, 2016 AForm 4 →	Oct 4, 5:28 pm EDT	Shawn R GenschDirector	2,100	—	—	2,100	—	amended
Oct 3, 2016 AForm 4 →	Oct 4, 5:28 pm EDT	David H AbramsonDirector	3,500	—	—	3,500	—	amended
Sep 19, 2016 AForm 4 →	Sep 21, 2:18 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	5,000	—	—	5,000	—
Jul 1, 2016 AForm 4 →	Sep 21, 12:55 pm EDT	Jeffrey L. McGregorDirector	31,150	—	—	29,400	—	late
Jul 1, 2016 APForm 4 →	Sep 21, 12:55 pm EDT	Charles H Maguire IIIDirector	31,150	—	—	29,400	—	late
Jul 1, 2016 AForm 4 →	Sep 21, 12:54 pm EDT	Shawn R GenschDirector	26,700	—	—	25,200	—	late
Jul 1, 2016 AForm 4 →	Sep 21, 12:54 pm EDT	David H AbramsonDirector	44,500	—	—	42,000	—	late
Apr 29, 2016 AForm 4 →	Jun 16, 4:20 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	10,000	—	—	5,000	—	late
Apr 29, 2016 AForm 4/A →	Jun 16, 4:10 pm EDT	Jon GangelhoffChief Operating Officer	10,000	—	—	5,000	—
Apr 29, 2016 AForm 4/A →	Jun 16, 4:04 pm EDT	William AchesonChief Financial Officer	10,000	—	—	5,000	—
Apr 29, 2016 AForm 4 →	Jun 16, 3:53 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	10,000	—	—	5,000	—	late
Apr 29, 2016 AForm 4 →	Jun 16, 3:26 pm EDT	Jon GangelhoffChief Operating Officer	10,000	—	—	5,000	—	late
Apr 29, 2016 AForm 4 →	Jun 16, 3:20 pm EDT	William AchesonChief Financial Officer	10,000	—	—	5,000	—	late
Apr 1, 2016 AForm 4 →	Jun 16, 3:01 pm EDT	Jeffrey L. McGregorDirector	1,750	—	—	1,750	—	late
Apr 1, 2016 AForm 4 →	Jun 16, 2:52 pm EDT	Shawn R GenschDirector	1,500	—	—	1,500	—	late
Apr 1, 2016 AForm 4 →	Jun 16, 2:45 pm EDT	Charles H Maguire IIIDirector	1,750	—	—	1,750	—	late
Apr 1, 2016 AForm 4 →	Jun 16, 11:52 am EDT	David H AbramsonDirector	2,500	—	—	2,500	—	late
Jan 1, 2016 AForm 4 →	Feb 22, 4:18 pm EST	Jeffrey L. McGregorDirector	1,750	—	—	1,750	—	late
Jan 1, 2016 AForm 4 →	Feb 22, 4:17 pm EST	Charles H Maguire IIIDirector	1,750	—	—	1,750	—	late
Jan 1, 2016 AForm 4 →	Feb 22, 4:17 pm EST	Shawn R GenschDirector	1,500	—	—	1,500	—	late
Jan 1, 2016 AForm 4 →	Feb 22, 4:16 pm EST	David H AbramsonDirector	2,500	—	—	2,500	—	late
Dec 29, 2015 AForm 4 →	Jan 5, 2016, 5:28 pm EST	Jon GangelhoffChief Operating Officer	5,000	—	—	5,000	—	late
Dec 29, 2015 AForm 4 →	Jan 5, 2016, 5:28 pm EST	William AchesonChief Financial Officer	5,000	—	—	5,000	—	late
Dec 29, 2015 AForm 4 →	Jan 5, 2016, 5:27 pm EST	Jon SabesChief Executive Officer, Director, 10% Owner	5,000	—	—	5,000	—	late
Dec 29, 2015 AForm 4 →	Jan 5, 2016, 5:27 pm EST	Steven F SabesExec VP & Secretary, Director, 10% Owner	5,000	—	—	5,000	—	late
Oct 1, 2015 AForm 4 →	Oct 2, 4:56 pm EDT	Shawn R GenschDirector	1,500	—	—	1,500	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:56 pm EDT	David H AbramsonDirector	2,500	—	—	2,500	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:55 pm EDT	Charles H Maguire IIIDirector	1,750	—	—	1,750	—
Oct 1, 2015 AForm 4 →	Oct 2, 4:55 pm EDT	Jeffrey L. McGregorDirector	1,750	—	—	1,750	—
Aug 18, 2015 AForm 4 →	Oct 2, 4:56 pm EDT	Jon GangelhoffChief Operating Officer	10,000	—	—	10,000	—	late
Aug 18, 2015 AForm 4 →	Oct 2, 4:56 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	5,000	—	—	5,000	—	late
Aug 18, 2015 AForm 4 →	Oct 2, 4:56 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	5,000	—	—	5,000	—	late
Jul 1, 2015 AForm 4 →	Jul 6, 2:49 pm EDT	Jeffrey L. McGregorDirector	1,750	—	—	1,750	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:49 pm EDT	Charles H Maguire IIIDirector	1,750	—	—	1,750	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:48 pm EDT	David H AbramsonDirector	2,500	—	—	2,500	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:46 pm EDT	Shawn R GenschDirector	1,500	—	—	1,500	—
Jun 12, 2015 AForm 4 →	Jul 2, 4:44 pm EDT	Jon GangelhoffChief Operating Officer	5,000	—	—	5,000	—	late
Jun 12, 2015 AForm 4 →	Jul 2, 4:43 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	5,000	—	—	5,000	—	late
Jun 12, 2015 AForm 4 →	Jul 2, 4:43 pm EDT	Steven F SabesExec VP & Secretary, Director, 10% Owner	2,500	—	—	2,500	—	late
Jun 12, 2015 AForm 4 →	Jul 2, 4:42 pm EDT	Paul A SiegertChairman and President, Director	5,000	—	—	5,000	—	late
Apr 6, 2015 AForm 4 →	Jul 2, 4:44 pm EDT	William AchesonChief Financial Officer	95,000	—	—	5,000	—	late
Nov 24, 2014 AForm 5/A →	Apr 8, 2015, 4:44 pm EDT	Jon SabesChief Executive Officer, Director, 10% Owner	5,000	—	—	5,000	—
Nov 24, 2014 AForm 4 →	Apr 8, 2015, 4:44 pm EDT	Paul A SiegertChairman, Director	2,500	—	—	2,500	—	late
Nov 24, 2014 AForm 4 →	Apr 8, 2015, 4:43 pm EDT	Steven F SabesVice President and Secretary, Director, 10% Owner	5,000	—	—	5,000	—	late
Nov 24, 2014 AForm 4 →	Apr 8, 2015, 4:41 pm EDT	Jon GangelhoffChief Operating Officer	15,000	—	—	10,000	—	late
Nov 24, 2014 AForm 4 →	Apr 8, 2015, 4:41 pm EDT	William AchesonChief Financial Officer	35,000	—	—	30,000	—	late
Oct 1, 2014 AForm 4 →	Apr 8, 2015, 4:42 pm EDT	Jeffrey L. McGregorDirector	5,250	—	—	1,750	—	late
Oct 1, 2014 AForm 4 →	Apr 8, 2015, 4:42 pm EDT	Charles H Maguire IIIDirector	5,250	—	—	1,750	—	late
Oct 1, 2014 AForm 4 →	Apr 8, 2015, 4:41 pm EDT	Shawn R GenschDirector	4,500	—	—	1,500	—	late
Oct 1, 2014 AForm 4 →	Apr 8, 2015, 4:40 pm EDT	David H AbramsonDirector	7,500	—	—	2,500	—	late