SEC Form 4 · accession 0001179110-17-006118
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Acheson
Officer — Chief Financial Officer
Period of report
Apr 18, 2017
Accepted (ET)
Apr 20, 2017 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $10.38 | Apr 18, 2017 | A | 6,250 | A | — | Apr 18, 2027 | Common Stock, $.001 par value | 6,250 | 6,250 | D |
Explanation of responses
- F12,084 shares vest on 4/18/2018; 2,083 shares vest on each of 4/18/2019 and 4/18/2020.