SEC Form 4 · accession 0001179110-15-013721
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Gangelhoff
Officer — Chief Operating Officer
Period of report
Aug 18, 2015
Accepted (ET)
Oct 2, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $7.77 | Aug 18, 2015 | A | 10,000 | A | — | Aug 17, 2025 | Common Stock, $.001 par value | 10,000 | 10,000 | D |
Explanation of responses
- F13,334 shares vest on 8/18/2016; 3,333 shares vest on each of 8/18/2017 and 8/18/2018.
Remarks
Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014.