SEC Form 4 · accession 0001522690-16-000006
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Acheson
Officer — Chief Financial Officer
Period of report
Apr 29, 2016
Accepted (ET)
Jun 16, 2016 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $6.35 | Apr 29, 2016 | A | 5,000 | A | Apr 29, 2016 | Apr 28, 2026 | Common Stock, $.001 par value | 5,000 | 5,000 | D |
| Stock Options (right to buy) | $6.41 | May 13, 2016 | A | 5,000 | A | May 13, 2016 | May 12, 2026 | Common Stock, $.001 par value | 5,000 | 5,000 | D |