SEC Form 4 · accession 0001179110-18-006755
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Donohue Jr.
Director
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy)F1 | $8.00 | May 10, 2018 | A | 25,200 | A | — | May 9, 2028 | Common Stock | 25,200 | 25,200 | D |
Explanation of responses
- F12100 shares vest on each of 5/10/2018, 7/1/2018, 10/1/2018, 1/1/2019, 4/1/2019, 7/1/2019, 10/1/2019, 1/1/2020, 4/1/2020, 7/1/2020, 10/1/2020, and 1/1/2021.