SEC Form 4 · accession 0001522690-16-000002
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Abramson
Director
Period of report
Apr 1, 2016
Accepted (ET)
Jun 16, 2016 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $6.17 | Apr 1, 2016 | A | 2,500 | A | Apr 1, 2016 | Mar 31, 2026 | Common Stock,$.001 par value | 2,500 | 2,500 | D |