SEC Form 4 · accession 0001179110-17-009825
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Acheson
Officer — Chief Financial Officer
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $10.20 | Jun 29, 2017 | A | 75,000 | A | — | Jun 28, 2027 | Common Stock, $.001 par value | 75,000 | 75,000 | D |
Explanation of responses
- F125,000 shares vest on each of 6/29/2018, 6/29/2019 and 6/29/2020.