SEC Form 4 · accession 0001179110-15-006123
GWG Holdings, Inc. · GWGH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L. McGregor
Director
Period of report
Oct 1, 2014
Accepted (ET)
Apr 8, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001522690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $10.25 | Oct 1, 2014 | A | 1,750 | A | Oct 1, 2014 | Sep 30, 2024 | Common Stock, $.001 par value | 1,750 | 1,750 | D |
| Stock Options (right to buy) | $6.76 | Jan 1, 2015 | A | 1,750 | A | Jan 1, 2015 | Dec 31, 2024 | Common Stock, $.001 par value | 1,750 | 1,750 | D |
| Stock Options (right to buy) | $7.75 | Apr 1, 2015 | A | 1,750 | A | Apr 1, 2015 | Mar 31, 2025 | Common Stock, $.001 par value | 1,750 | 1,750 | D |
Remarks
Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014.