Company · CIK 0001409970 · SIC 6141 — Personal Credit Institutions · Nasdaq
Happen, Inc. · HAPN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2017 MForm 4 → | Mar 1, 5:35 pm EST | Bradley ColemanPrincipal Accounting Officer | 22,224 | — | — | 83,355 | — | plan? late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:32 pm EST | Timothy BoganChief Risk Officer | 28,829 | — | — | 48,280 | — | plan? late |
| Feb 25, 2017 MForm 4 → | Feb 28, 6:07 pm EST | Sameer GulatiChief Operations Officer | 15,725 | — | — | 92,149 | — | plan? |
| Feb 25, 2017 MForm 4 → | Feb 28, 6:01 pm EST | Sandeep BhandariChief Credit Officer | 24,577 | — | — | 56,635 | — | plan? |
| Feb 13, 2017 SForm 4 → | Feb 15, 7:03 pm EST | Scott SanbornCEO | 33,669 | $6.74 | $226,788 | 1,977,793 | −1.67% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 6:27 pm EST | Timothy BoganChief Risk Officer | 10,000 | $6.50 | $65,000 | 19,451 | −34.0% | plan? |
| Jan 31, 2017 MForm 4 → | Feb 2, 5:29 pm EST | Lawrence Henry SummersDirector | 333,108 | $0.695 | $231,510 | 818,143 | — | plan? |
| Jan 26, 2017 SForm 4 → | Jan 30, 5:45 pm EST | Sameer GulatiChief Operations Officer | 6,921 | $6.07 | $42,005 | 934,260 | −0.74% | plan? |
| Jan 18, 2017 SForm 4 → | Jan 20, 5:11 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $5.48 | $136,925 | 386,470 | −6.08% | plan? |
| Jan 18, 2017 MForm 4 → | Jan 20, 5:11 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 411,470 | — | plan? |
| Jan 17, 2017 SForm 4 → | Jan 19, 5:00 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $5.49 | $137,240 | 386,470 | −6.08% | plan? |
| Jan 17, 2017 MForm 4 → | Jan 19, 5:00 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 411,470 | — | plan? |
| Dec 27, 2016 SForm 4 → | Dec 29, 4:59 pm EST | Sameer GulatiChief Operations Officer | 5,610 | $5.49 | $30,790 | 941,181 | −0.59% | plan? |
| Dec 16, 2016 SForm 4 → | Dec 20, 5:01 pm EST | Bradley ColemanPrincipal Accounting Officer | 22,028 | $5.32 | $117,284 | 435,118 | −4.82% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 7:49 pm EST | Thomas W CaseyChief Financial Officer | 5,283 | $5.84 | $30,839 | 215,667 | −2.39% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 6:44 pm EST | Bradley ColemanPrincipal Accounting Officer | 8,546 | $5.81 | $49,617 | 457,146 | −1.84% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 6:41 pm EST | Sandeep BhandariChief Credit Officer | 9,453 | $5.81 | $54,890 | 496,563 | −1.87% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 6:01 pm EST | Sameer GulatiChief Operations Officer | 6,047 | $5.81 | $35,116 | 946,791 | −0.63% | plan? |
| Nov 28, 2016 SForm 4 → | Nov 30, 10:16 am EST | Canaan VII LP +1Director | 933,675 | $5.67 | $5,290,343 | 0 | −100% | plan? |
| Nov 16, 2016 JForm 4 → | Nov 18, 12:34 pm EST | Canaan VII LP +1Director | 6,500,000 | — | — | 933,675 | — | plan? |
| Nov 15, 2016 GForm 4/A → | Nov 21, 6:41 pm EST | Simon WilliamsDirector | 8,000 | — | — | 347,053 | — | plan? |
| Nov 15, 2016 GForm 4 → | Nov 18, 6:54 pm EST | Simon WilliamsDirector | 8,000 | — | — | 347,053 | — | plan? late amended |
| Nov 14, 2016 SForm 4 → | Nov 16, 6:35 pm EST | Scott SanbornCEO | 46,138 | $6.18 | $285,257 | 2,011,462 | −2.24% | plan? |
| Nov 10, 2016 SForm 4 → | Nov 14, 5:47 pm EST | John MacIlwaineChief Technology Officer | 50,000 | $5.74 | $286,773 | 386,470 | −11.5% | plan? |
| Nov 10, 2016 MForm 4 → | Nov 14, 5:47 pm EST | John MacIlwaineChief Technology Officer | 50,000 | $0.695 | $34,750 | 411,470 | — | plan? |
| Nov 9, 2016 JForm 4 → | Nov 10, 3:57 pm EST | Canaan VII LP +1Director | 6,500,000 | — | — | 7,433,675 | — | plan? |
| Oct 26, 2016 SForm 4 → | Oct 28, 5:01 pm EDT | Sameer GulatiChief Operations Officer | 5,854 | $4.95 | $28,959 | 952,838 | −0.61% | plan? |
| Oct 17, 2016 SForm 4 → | Oct 19, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 50,000 | $5.01 | $250,573 | 384,308 | −11.5% | plan? |
| Oct 17, 2016 MForm 4 → | Oct 19, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 50,000 | $0.695 | $34,750 | 409,308 | — | plan? |
| Sep 26, 2016 AForm 4 → | Sep 28, 7:07 pm EDT | Thomas W CaseyChief Financial Officer | 220,950 | — | — | 220,950 | — | plan? |
| Sep 26, 2016 SForm 4 → | Sep 28, 6:29 pm EDT | Sameer GulatiChief Operations Officer | 6,105 | $6.08 | $37,139 | 958,692 | −0.63% | plan? |
| Sep 26, 2016 AForm 4 → | Sep 28, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 245,500 | — | — | 384,308 | — | plan? |
| Sep 26, 2016 AForm 4 → | Sep 28, 5:53 pm EDT | Sandeep BhandariChief Credit Officer | 286,416 | — | — | 506,016 | — | plan? |
| Aug 29, 2016 SForm 4 → | Aug 30, 7:07 pm EDT | Sandeep BhandariChief Credit Officer | 9,771 | $5.55 | $54,205 | 219,600 | −4.26% | plan? |
| Aug 26, 2016 SForm 4 → | Aug 30, 6:57 pm EDT | Sameer GulatiChief Operations Officer | 5,826 | $5.60 | $32,630 | 964,797 | −0.60% | plan? |
| Aug 26, 2016 SForm 4 → | Aug 29, 8:13 pm EDT | Bradley ColemanPrinciple Accounting Officer | 1,943 | $5.60 | $10,881 | 465,692 | −0.42% | plan? |
| Aug 25, 2016 AForm 4 → | Aug 29, 8:14 pm EDT | Timothy J MayopoulosDirector | 103,986 | — | — | 103,986 | — | plan? |
| Aug 25, 2016 AForm 4 → | Aug 29, 8:13 pm EDT | Bradley ColemanPrinciple Accounting Officer | 271,740 | — | — | 467,635 | — | plan? |
| Aug 22, 2016 JForm 4 → | Aug 23, 9:51 am EDT | Canaan VII LP +1Director | 5,000,000 | — | — | 13,933,675 | — | plan? |
| Aug 15, 2016 SForm 4 → | Aug 17, 5:04 pm EDT | Scott SanbornCEO | 38,381 | $5.61 | $215,294 | 2,055,438 | −1.83% | plan? |
| Aug 15, 2016 JForm 4 → | Aug 16, 12:58 pm EDT | Canaan VII LP +1Director | 7,000,000 | — | — | 18,933,675 | — | plan? |
| Aug 12, 2016 SForm 4 → | Aug 16, 5:15 pm EDT | Carrie DolanChief Financial Officer | 20,577 | $5.35 | $110,017 | 848,128 | −2.37% | plan? |
| Jul 26, 2016 SForm 4 → | Jul 28, 5:26 pm EDT | Sameer GulatiChief Operations Officer | 5,489 | $4.60 | $25,258 | 970,623 | −0.56% | plan? |
| Jun 30, 2016 JForm 4 → | Jul 5, 7:24 pm EDT | Sameer GulatiChief Operations Officer | 551 | $4.29 | $2,366 | 976,112 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:40 pm EDT | Jeffrey CroweDirector | 43,384 | — | — | 43,384 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:18 pm EDT | Simon WilliamsDirector | 43,384 | — | — | 355,053 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:14 pm EDT | Lawrence Henry SummersDirector | 43,384 | — | — | 431,477 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:07 pm EDT | Mary G MeekerDirector | 43,384 | — | — | 231,926 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:03 pm EDT | John J MackDirector | 43,384 | — | — | 849,387 | — | plan? |
| Jun 28, 2016 AForm 4 → | Jun 30, 6:01 pm EDT | Daniel T CiporinDirector | 43,384 | — | — | 1,004,809 | — | plan? |
| Jun 27, 2016 SForm 4 → | Jun 29, 8:15 pm EDT | Sameer GulatiChief Operations Officer | 8,072 | $4.29 | $34,655 | 975,561 | −0.82% | plan? |
| Jun 17, 2016 XForm 4/A → | Jun 28, 6:07 am EDT | Tian Qiao Chen +410% Owner | 24,299,900 | $4.01 | $97,399,600 | 57,739,270 | — | plan? |
| Jun 17, 2016 PForm 4 → | Jun 21, 9:25 pm EDT | Tian Qiao Chen +410% Owner | 24,299,900 | $4.01 | $97,399,600 | 57,739,270 | +72.7% | plan? amended |
| Jun 14, 2016 PForm 4 → | Jun 16, 9:00 pm EDT | Tian Qiao Chen +410% Owner | 4,391,440 | $4.65 | $20,399,340 | 33,439,370 | +15.1% | plan? |
| May 26, 2016 AForm 4 → | May 31, 5:54 pm EDT | Sameer GulatiChief Operations Officer | 983,633 | — | — | 983,633 | — | plan? |
| May 14, 2016 AForm 4 → | May 17, 7:12 pm EDT | Scott SanbornPresident and Acting CEO | 1,424,502 | — | — | 2,093,819 | — | plan? |
| May 11, 2016 AForm 4 → | May 13, 7:11 pm EDT | Carrie DolanChief Financial Officer | 857,844 | — | — | 868,705 | — | plan? |
| May 11, 2016 AForm 4 → | May 13, 7:09 pm EDT | John MacIlwaineChief Technology Officer | 122,550 | — | — | 138,808 | — | plan? |
| May 11, 2016 AForm 4 → | May 13, 7:07 pm EDT | Sandeep BhandariChief Credit Officer | 122,550 | — | — | 122,550 | — | plan? |
| Mar 3, 2016 JForm 4 → | Mar 7, 4:05 pm EST | Jeffrey CroweDirector | 4,892,894 | — | — | 13,344,178 | — | plan? |
| Feb 17, 2016 PForm 4 → | Feb 19, 6:13 pm EST | Simon WilliamsDirector | 64,000 | $8.28 | $530,163 | 192,000 | +50.0% | plan? |
| Feb 16, 2016 PForm 4 → | Feb 17, 4:56 pm EST | John C. MorrisDirector | 10,000 | $8.04 | $80,394 | 34,217 | +41.3% | plan? |
| Jan 13, 2016 SForm 4 → | Jan 15, 5:06 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $9.11 | $227,800 | 14,106 | −63.9% | plan? |
| Jan 13, 2016 MForm 4 → | Jan 15, 5:06 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 26,606 | — | plan? |
| Jan 11, 2016 SForm 4 → | Jan 13, 4:49 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $9.33 | $233,314 | 14,106 | −63.9% | plan? |
| Jan 11, 2016 MForm 4 → | Jan 13, 4:49 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 26,606 | — | plan? |
| Jan 6, 2016 SForm 4 → | Jan 8, 4:33 pm EST | Scott SanbornChief Mrktg & Optg Officer | 70,000 | $10.30 | $721,294 | 667,165 | −9.50% | plan? |
| Jan 6, 2016 MForm 4 → | Jan 8, 4:33 pm EST | Scott SanbornChief Mrktg & Optg Officer | 70,000 | $0.3988 | $27,913 | 702,165 | — | plan? |
| Dec 18, 2015 SForm 4 → | Dec 22, 7:37 pm EST | Chaomei ChenChief Risk Officer | 75,000 | $11.59 | $869,100 | 616,620 | −10.8% | plan? |
| Dec 18, 2015 MForm 4 → | Dec 22, 7:37 pm EST | Chaomei ChenChief Risk Officer | 75,000 | $0.1775 | $13,313 | 691,620 | — | plan? |
| Dec 15, 2015 JForm 4 → | Dec 17, 6:45 pm EST | Jeffrey CroweDirector | 4,892,222 | — | — | 18,237,072 | — | plan? |
| Dec 15, 2015 SForm 4 → | Dec 17, 4:33 pm EST | Lawrence Henry SummersDirector | 23,421 | $12.62 | $295,477 | 388,093 | −5.69% | plan? |
| Dec 14, 2015 SForm 4 → | Dec 16, 4:43 pm EST | Carrie DolanChief Financial Officer | 103,757 | $13.21 | $1,371,138 | 1,672,381 | −5.84% | plan? |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:43 pm EST | Carrie DolanChief Financial Officer | 25,830 | $0.4225 | $10,913 | 20,589 | — | plan? |
| Dec 7, 2015 SForm 4 → | Dec 9, 4:35 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $13.16 | $460,569 | 667,165 | −4.98% | plan? |
| Dec 7, 2015 MForm 4 → | Dec 9, 4:35 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $0.695 | $24,325 | 702,165 | — | plan? |
| Nov 30, 2015 JForm 4 → | Dec 1, 7:11 pm EST | Jeffrey CroweDirector | 11,316 | $11.99 | $135,679 | 23,129,294 | — | plan? |
| Nov 30, 2015 PForm 4 → | Dec 1, 7:19 am EST | Renaud LaplancheChief Executive Officer, Director | 60,000 | $12.00 | $720,000 | 60,000 | — | plan? |
| Nov 23, 2015 JForm 4 → | Nov 25, 3:31 pm EST | Jeffrey CroweDirector | 4,891,938 | — | — | 23,140,610 | — | plan? |
| Nov 18, 2015 SForm 4 → | Nov 20, 4:20 pm EST | Chaomei ChenChief Risk Officer | 75,000 | $12.80 | $959,723 | 616,620 | −10.8% | plan? |
| Nov 18, 2015 MForm 4 → | Nov 20, 4:20 pm EST | Chaomei ChenChief Risk Officer | 75,000 | $0.1775 | $13,313 | 691,620 | — | plan? |
| Nov 16, 2015 SForm 4 → | Nov 18, 4:26 pm EST | Lawrence Henry SummersDirector | 23,421 | $12.61 | $295,243 | 411,514 | −5.38% | plan? |
| Nov 13, 2015 JForm 4 → | Feb 5, 2016, 6:10 pm EST | Mary G MeekerDirector | 2,009,785 | — | — | 188,542 | — | plan? late |
| Nov 12, 2015 SForm 4 → | Nov 16, 4:09 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $13.32 | $333,089 | 14,106 | −63.9% | plan? |
| Nov 12, 2015 MForm 4 → | Nov 16, 4:09 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 26,606 | — | plan? |
| Nov 10, 2015 SForm 4 → | Nov 13, 4:07 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $14.10 | $352,613 | 14,106 | −63.9% | plan? late |
| Nov 10, 2015 MForm 4 → | Nov 13, 4:07 pm EST | John MacIlwaineChief Technology Officer | 25,000 | $0.3823 | $9,556 | 26,606 | — | plan? late |
| Nov 10, 2015 JForm 4 → | Nov 12, 8:38 am EST | Canaan VII LP +1Director | 2,300,000 | — | — | 25,933,675 | — | plan? |
| Nov 6, 2015 SForm 4 → | Nov 10, 5:42 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $14.41 | $504,357 | 666,544 | −4.99% | plan? |
| Nov 6, 2015 MForm 4 → | Nov 10, 5:42 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $0.695 | $24,325 | 701,544 | — | plan? |
| Nov 4, 2015 JForm 4 → | Nov 5, 4:18 pm EST | Canaan VII LP +1Director, 10% Owner | 2,200,000 | — | — | 28,233,675 | — | plan? |
| Nov 3, 2015 SForm 4 → | Nov 5, 5:44 pm EST | Daniel T CiporinDirector | 2,700 | $15.00 | $40,500 | 961,425 | −0.28% | plan? |
| Nov 3, 2015 SForm 4 → | Nov 5, 5:35 pm EST | Lawrence Henry SummersDirector | 19,600 | $15.00 | $294,000 | 434,935 | −4.31% | plan? |
| Nov 3, 2015 SForm 4 → | Nov 5, 5:26 pm EST | Carrie DolanChief Financial Officer | 31,243 | $15.00 | $468,645 | 1,750,308 | −1.75% | plan? |
| Nov 3, 2015 MForm 4 → | Nov 5, 5:26 pm EST | Carrie DolanChief Financial Officer | 12,915 | $0.4225 | $5,456 | 14,028 | — | plan? |
| Oct 15, 2015 SForm 4 → | Oct 19, 5:11 pm EDT | Lawrence Henry SummersDirector | 23,421 | $14.53 | $340,246 | 454,535 | −4.90% | plan? |
| Oct 8, 2015 SForm 4 → | Oct 13, 4:56 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | $14.63 | $1,097,385 | 616,620 | −10.8% | plan? late |
| Oct 8, 2015 MForm 4 → | Oct 13, 4:56 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | $0.1775 | $13,313 | 691,620 | — | plan? late |
| Oct 6, 2015 SForm 4 → | Oct 8, 5:11 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $13.84 | $484,383 | 666,544 | −4.99% | plan? |
| Oct 6, 2015 MForm 4 → | Oct 8, 5:11 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $0.695 | $24,325 | 701,544 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2017 MForm 4 → | May 15, 6:01 pm EDT | Sandeep BhandariChief Credit Officer | 122,550 | — | — | 0 | — | |
| May 11, 2017 MForm 4 → | May 15, 5:57 pm EDT | Timothy BoganChief Risk Officer | 122,550 | — | — | 0 | — | |
| Apr 25, 2017 MForm 4 → | Apr 27, 6:14 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 581,828 | — | |
| Mar 25, 2017 MForm 4 → | Mar 28, 6:34 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 597,553 | — | |
| Feb 25, 2017 MForm 4 → | Mar 1, 8:11 pm EST | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 193,332 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:39 pm EST | Russell S ElmerGeneral Counsel | 40,917 | — | — | 572,832 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:35 pm EST | Bradley ColemanPrincipal Accounting Officer | 22,224 | — | — | 237,773 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:32 pm EST | Timothy BoganChief Risk Officer | 28,829 | — | — | 317,030 | — | late |
| Feb 24, 2017 AForm 4 → | Feb 28, 8:48 pm EST | Scott SanbornCEO | 550,459 | — | — | 550,459 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:07 pm EST | Sameer GulatiChief Operations Officer | 290,955 | — | — | 613,278 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:01 pm EST | Sandeep BhandariChief Credit Officer | 116,321 | — | — | 66,764 | — | |
| Jan 31, 2017 MForm 4 → | Feb 2, 5:29 pm EST | Lawrence Henry SummersDirector | 333,108 | — | — | 0 | — | |
| Jan 18, 2017 MForm 4 → | Jan 20, 5:11 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 689,740 | — | |
| Jan 17, 2017 MForm 4 → | Jan 19, 5:00 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 714,740 | — | |
| Nov 10, 2016 MForm 4 → | Nov 14, 5:47 pm EST | John MacIlwaineChief Technology Officer | 50,000 | — | — | 739,740 | — | |
| Oct 17, 2016 MForm 4 → | Oct 19, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 50,000 | — | — | 789,740 | — | |
| Sep 26, 2016 AForm 4 → | Sep 28, 7:07 pm EDT | Thomas W CaseyChief Financial Officer | 1,038,349 | — | — | 1,038,349 | — | |
| Jun 17, 2016 EXForm 4/A → | Jun 28, 6:07 am EDT | Tian Qiao Chen +410% Owner | 275,999 | — | — | 0 | — | |
| Jun 17, 2016 EXForm 4 → | Jun 21, 9:25 pm EDT | Tian Qiao Chen +410% Owner | 27,599,900 | — | — | 0 | — | amended |
| Jun 14, 2016 PForm 4 → | Jun 16, 9:00 pm EDT | Tian Qiao Chen +410% Owner | 2,600,000 | $1.05 | $2,730,000 | 18,299,900 | — | |
| May 26, 2016 AForm 4 → | May 31, 5:54 pm EDT | Sameer GulatiChief Operations Officer | 91,563 | — | — | 91,563 | — | |
| May 14, 2016 AForm 4 → | May 17, 8:12 pm EDT | John C. MorrisDirector | 603,790 | — | — | 603,790 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 9:07 pm EST | Renaud LaplancheChief Executive Officer, Director | 77,664 | — | — | 77,664 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 59,495 | — | — | 59,495 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:26 pm EST | Sandeep BhandariChief Credit Officer | 11,755 | — | — | 11,755 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 8:01 pm EST | Sandeep BhandariChief Credit Officer | 351,883 | — | — | 351,883 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:14 pm EST | John MacIlwaineChief Technology Officer | 586,472 | — | — | 586,472 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:11 pm EST | Renaud LaplancheChief Executive Officer, Director | 1,759,414 | — | — | 1,759,414 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 1,172,943 | — | — | 1,172,943 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:55 pm EST | Carrie DolanChief Financial Officer | 351,883 | — | — | 351,883 | — | |
| Jan 13, 2016 MForm 4 → | Jan 15, 5:06 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 839,740 | — | |
| Jan 11, 2016 MForm 4 → | Jan 13, 4:49 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 864,740 | — | |
| Jan 6, 2016 MForm 4 → | Jan 8, 4:33 pm EST | Scott SanbornChief Mrktg & Optg Officer | 70,000 | — | — | 790,000 | — | |
| Dec 18, 2015 MForm 4 → | Dec 22, 7:37 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 568,108 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:43 pm EST | Carrie DolanChief Financial Officer | 25,830 | — | — | 153,658 | — | |
| Dec 7, 2015 MForm 4 → | Dec 9, 4:35 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 825,000 | — | |
| Nov 18, 2015 MForm 4 → | Nov 20, 4:20 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 643,108 | — | |
| Nov 12, 2015 MForm 4 → | Nov 16, 4:09 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 889,740 | — | |
| Nov 10, 2015 MForm 4 → | Nov 13, 4:07 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 914,740 | — | late |
| Nov 6, 2015 MForm 4 → | Nov 10, 5:42 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 860,000 | — | |
| Nov 3, 2015 MForm 4 → | Nov 5, 5:26 pm EST | Carrie DolanChief Financial Officer | 12,915 | — | — | 165,538 | — | |
| Oct 8, 2015 MForm 4 → | Oct 13, 4:56 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 718,108 | — | late |
| Oct 6, 2015 MForm 4 → | Oct 8, 5:11 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 895,000 | — | |
| Sep 18, 2015 MForm 4 → | Sep 22, 4:40 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 793,108 | — | |
| Sep 14, 2015 MForm 4 → | Sep 16, 5:04 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 939,740 | — | |
| Sep 10, 2015 MForm 4 → | Sep 14, 6:27 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 964,740 | — | |
| Sep 8, 2015 MForm 4 → | Sep 10, 4:53 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 930,000 | — | |
| Aug 26, 2015 AForm 4 → | Aug 28, 6:46 pm EDT | Sandeep BhandariChief Credit Officer | 33,090 | $12.17 | $402,705 | 33,090 | — | |
| Aug 18, 2015 MForm 4 → | Aug 20, 6:19 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 868,108 | — | |
| Aug 6, 2015 MForm 4 → | Aug 10, 4:24 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 965,000 | — | |
| Aug 4, 2015 MForm 4 → | Aug 6, 8:15 pm EDT | Chaomei ChenChief Risk Officer | 93,028 | — | — | 943,108 | — | |
| Jul 8, 2015 MForm 4 → | Jul 10, 4:54 pm EDT | Chaomei ChenChief Risk Officer | 150,000 | — | — | 1,036,136 | — | |
| Jun 30, 2015 MForm 4 → | Jul 2, 5:25 pm EDT | Chaomei ChenChief Risk Officer | 100,000 | — | — | 1,186,136 | — | |
| Jun 26, 2015 MForm 4 → | Jun 30, 5:39 pm EDT | Chaomei ChenChief Risk Officer | 6,968 | — | — | 319,676 | — | |
| Jan 8, 2015 AForm 4 → | Jan 12, 6:56 pm EST | Simon WilliamsDirector | 320,000 | — | — | 320,000 | — |