SEC Form 4/A · accession 0001127602-16-067950
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Simon Williams
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 21, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | G | 8,000 | $0.00 | D | 347,053 | D | |
| Common Stock | holding | — | — | — | 192,000 | I | By Camelot Financial Capital Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A is filed solely to include the power of attorney for the reporting person. The transaction listed on this Form 4/A is not new and was previously reported on the originally -filed Form 4.