Company · CIK 0001409970 · SIC 6141 — Personal Credit Institutions · Nasdaq
Happen, Inc. · HAPN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 SForm 4 → | Sep 17, 6:41 pm EDT | Erin SelleckDirector | 7,148 | $16.68 | $119,229 | 75,380 | −8.66% | 10b5-1 |
| Sep 4, 2026 SForm 4 → | Sep 4, 6:37 pm EDT | Erin SelleckDirector | 2,057 | $17.41 | $35,812 | 82,528 | −2.43% | 10b5-1 |
| Sep 3, 2026 SForm 4 → | Sep 4, 6:40 pm EDT | Jordan ChengGeneral Counsel & Secretary | 2,800 | $17.56 | $49,168 | 106,413 | −2.56% | 10b5-1 |
| Aug 26, 2026 SForm 4 → | Aug 27, 6:12 pm EDT | Scott SanbornCEO, Director | 28,750 | $18.25 | $524,711 | 1,462,774 | −1.93% | 10b5-1 |
| Aug 25, 2026 FMForm 4 → | Aug 27, 6:17 pm EDT | Fergal StackSVP, Corporate Controller | 9,275 | $18.25 | $48,947 | 43,888 | — | |
| Aug 25, 2026 FMForm 4 → | Aug 27, 6:12 pm EDT | Scott SanbornCEO, Director | 42,673 | $18.25 | $271,122 | 1,491,524 | — | 10b5-1 |
| Aug 25, 2026 FMForm 4 → | Aug 27, 6:10 pm EDT | Steven C MatticsBank - Chief Lending Officer | 40,910 | $18.25 | $249,970 | 65,255 | — | |
| Aug 25, 2026 FMForm 4 → | Aug 27, 6:07 pm EDT | Andrew LaBenneChief Financial Officer | 39,333 | $18.25 | $244,021 | 233,617 | — | |
| Aug 25, 2026 FMForm 4 → | Aug 27, 6:05 pm EDT | Jordan ChengGeneral Counsel & Secretary | 17,593 | $18.25 | $99,955 | 109,213 | — | |
| Aug 18, 2026 SForm 4 → | Aug 20, 7:59 pm EDT | Fergal StackSVP, Corporate Controller | 115,000 | $18.54 | $2,132,597 | 39,977 | −74.2% | 10b5-1 |
| Aug 10, 2026 SForm 4 → | Aug 12, 6:25 pm EDT | Andrew LaBenneChief Financial Officer | 13,929 | $19.37 | $269,823 | 221,026 | −5.93% | 10b5-1 |
| Aug 5, 2026 SForm 4 → | Aug 7, 4:58 pm EDT | Scott SanbornCEO, Director | 28,750 | $20.56 | $591,192 | 1,478,563 | −1.91% | 10b5-1 |
| Jul 15, 2026 SForm 4 → | Jul 17, 5:59 pm EDT | Scott SanbornCEO, Director | 28,750 | $20.08 | $577,243 | 1,507,313 | −1.87% | 10b5-1 |
| Jul 1, 2026 SForm 4 → | Jul 2, 5:17 pm EDT | Fergal StackSVP, Corporate Controller | 50,000 | $21.01 | $1,050,690 | 154,977 | −24.4% | 10b5-1 |
| Jul 1, 2026 SForm 4 → | Jul 2, 5:14 pm EDT | Scott SanbornCEO, Director | 25,000 | $21.00 | $525,028 | 1,536,063 | −1.60% | 10b5-1 |
| Jul 1, 2026 SForm 4 → | Jul 2, 5:11 pm EDT | Jordan ChengGeneral Counsel & Secretary | 5,500 | $20.85 | $114,694 | 102,574 | −5.09% | 10b5-1 |
| Jun 24, 2026 SForm 4 → | Jun 26, 5:27 pm EDT | Scott SanbornCEO, Director | 28,750 | $19.17 | $551,212 | 1,561,063 | −1.81% | 10b5-1 |
| Jun 16, 2026 SForm 4 → | Jun 18, 5:58 pm EDT | Fergal StackSVP, Corporate Controller | 60,000 | $19.00 | $1,140,228 | 204,977 | −22.6% | 10b5-1 |
| Jun 10, 2026 SForm 4 → | Jun 11, 6:12 pm EDT | Jordan ChengGeneral Counsel & Secretary | 5,500 | $17.46 | $96,030 | 108,074 | −4.84% | 10b5-1 |
| Jun 9, 2026 SForm 4 → | Jun 11, 6:14 pm EDT | Scott SanbornCEO, Director | 4,899 | $18.00 | $88,182 | 1,589,813 | −0.31% | 10b5-1 |
| Jun 5, 2026 SForm 4 → | Aug 27, 6:15 pm EDT | Erin SelleckDirector | 2,391 | $17.40 | $41,603 | 81,157 | −2.86% | 10b5-1 late |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:35 pm EDT | Michael P ZeisserDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:34 pm EDT | Janey WhitesideDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:31 pm EDT | Erin SelleckDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:29 pm EDT | Kathryn ReimannDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:27 pm EDT | Timothy J MayopoulosDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:24 pm EDT | Allan R LandonDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:22 pm EDT | Stephen M CutlerDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 AForm 4 → | Jun 4, 5:20 pm EDT | Syed Faiz AhmadDirector | 13,715 | — | — | 13,715 | — | |
| Jun 2, 2026 SForm 4 → | Jun 4, 5:17 pm EDT | Scott SanbornCEO, Director | 23,851 | $17.86 | $425,948 | 1,594,712 | −1.47% | 10b5-1 |
| Feb 28, 2019 PForm 4 → | Mar 4, 5:00 pm EST | Thomas W CaseyChief Financial Officer | 15,000 | $2.98 | $44,700 | 25,000 | +150% | plan? |
| Feb 28, 2019 SForm 4 → | Mar 4, 4:53 pm EST | Bahman KoohestaniChief Technology Officer | 17,563 | $2.98 | $52,359 | 114,754 | −13.3% | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:36 pm EST | Ronnie MomenChief Lending Officer | 86,841 | $3.13 | $93,509 | 64,325 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:31 pm EST | Valerie KayChief Capital Officer | 111,269 | $3.11 | $121,903 | 237,177 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:29 pm EST | Bahman KoohestaniChief Technology Officer | 113,242 | $3.13 | $122,252 | 132,317 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:28 pm EST | Fergal StackSVP, Corporate Controller | 62,247 | $3.11 | $66,837 | 104,247 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:26 pm EST | Scott SanbornCEO | 123,718 | $3.12 | $133,020 | 1,586,067 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:22 pm EST | Timothy BoganChief Risk Officer | 108,089 | $3.12 | $116,237 | 254,587 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:18 pm EST | Thomas W CaseyChief Financial Officer | 106,519 | $3.12 | $114,778 | 200,805 | — | plan? |
| Feb 25, 2019 FMForm 4 → | Feb 26, 9:15 pm EST | Steven AlloccaPresident | 173,604 | $3.11 | $186,359 | 322,680 | — | plan? |
| Feb 21, 2019 SForm 4 → | Feb 22, 6:12 pm EST | Simon WilliamsDirector | 116,000 | $3.25 | $377,476 | 784 | −99.3% | plan? |
| Feb 12, 2019 FMForm 4 → | Feb 14, 5:11 pm EST | Scott SanbornCEO | 133,175 | $3.54 | $156,266 | 1,547,693 | — | plan? |
| Jan 1, 2019 FMForm 4 → | Jan 3, 8:10 pm EST | Scott SanbornCEO | 173,751 | $2.63 | $156,564 | 1,502,804 | — | plan? |
| Dec 25, 2018 FMForm 4 → | Dec 27, 5:06 pm EST | Sameer GulatiChief Operations Officer | 23,522 | $2.56 | $19,960 | 494,353 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:46 pm EST | Valerie KayChief Capital Officer | 99,973 | $3.47 | $96,598 | 204,178 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:42 pm EST | Thomas W CaseyChief Financial Officer | 104,376 | $3.47 | $120,052 | 167,766 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:39 pm EST | Timothy BoganChief Risk Officer | 105,912 | $3.47 | $121,821 | 221,062 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:36 pm EST | Steven AlloccaPresident | 170,113 | $3.47 | $195,663 | 268,832 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:34 pm EST | Scott SanbornCEO | 121,229 | $3.47 | $139,438 | 1,448,113 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:31 pm EST | Sameer GulatiChief Operations Officer | 98,090 | $3.47 | $112,824 | 486,425 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:25 pm EST | Ronnie MomenChief Lending Officer | 76,698 | $3.47 | $68,470 | 37,234 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:23 pm EST | Fergal StackSVP, Corporate Controller | 60,995 | $3.47 | $70,156 | 84,940 | — | plan? |
| Nov 25, 2018 FMForm 4 → | Nov 27, 8:20 pm EST | Bahman KoohestaniChief Technology Officer | 99,837 | $3.47 | $89,016 | 97,191 | — | plan? |
| Nov 12, 2018 FMForm 4 → | Nov 14, 5:33 pm EST | Scott SanbornCEO | 133,173 | $3.41 | $150,524 | 1,407,252 | — | plan? |
| Oct 25, 2018 FMForm 4 → | Oct 29, 4:56 pm EDT | Sameer GulatiChief Operations Officer | 23,522 | $3.24 | $25,262 | 448,363 | — | plan? |
| Sep 25, 2018 FMForm 4 → | Sep 27, 6:43 pm EDT | Sameer GulatiChief Operations Officer | 23,520 | $3.67 | $28,611 | 440,435 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 6:29 pm EDT | Scott SanbornCEO | 121,230 | $3.84 | $154,307 | 1,359,863 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 6:26 pm EDT | Fergal StackSVP, Corporate Controller | 164,445 | $3.84 | $209,311 | 64,381 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 6:16 pm EDT | Bahman KoohestaniChief Technology Officer | 99,708 | $3.84 | $98,012 | 48,660 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 6:14 pm EDT | Valerie KayChief Capital Officer | 97,078 | $3.84 | $95,789 | 159,881 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 6:08 pm EDT | Sameer GulatiChief Operations Officer | 98,090 | $3.84 | $124,854 | 432,507 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 5:59 pm EDT | Russell S ElmerGeneral Counsel | 117,017 | $3.84 | $148,942 | 221,741 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 5:57 pm EDT | Thomas W CaseyChief Financial Officer | 104,377 | $3.84 | $132,852 | 130,084 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 5:54 pm EDT | Timothy BoganChief Risk Officer | 105,915 | $3.84 | $134,815 | 184,744 | — | plan? |
| Aug 25, 2018 FMForm 4 → | Aug 28, 5:50 pm EDT | Steven AlloccaPresident | 170,113 | $3.84 | $216,526 | 211,493 | — | plan? |
| Aug 12, 2018 FMForm 4 → | Aug 14, 6:17 pm EDT | Scott SanbornCEO | 133,173 | $3.69 | $162,884 | 1,319,001 | — | plan? |
| Jul 25, 2018 FMForm 4 → | Jul 27, 5:51 pm EDT | Sameer GulatiChief Operations Officer | 23,522 | $4.27 | $33,293 | 399,445 | — | plan? |
| Jul 20, 2018 SForm 4 → | Jul 24, 4:57 pm EDT | Simon WilliamsDirector | 50,000 | $4.33 | $216,386 | 0 | −100% | plan? |
| Jul 16, 2018 SForm 4 → | Jul 18, 4:57 pm EDT | Timothy BoganChief Risk Officer | 25,000 | $4.50 | $112,500 | 149,045 | −14.4% | plan? |
| Jun 25, 2018 FMForm 4 → | Jun 26, 4:56 pm EDT | Sameer GulatiChief Operations Officer | 23,522 | $3.85 | $30,018 | 391,517 | — | plan? |
| Jun 22, 2018 SForm 4 → | Jun 26, 4:53 pm EDT | Simon WilliamsDirector | 50,000 | $3.96 | $197,912 | 8,000 | −86.2% | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 7:26 pm EDT | Mary G MeekerDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 6:52 pm EDT | Simon WilliamsDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 6:46 pm EDT | John C. MorrisDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 6:41 pm EDT | Patricia J McCORDDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 6:30 pm EDT | Timothy J MayopoulosDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 6:27 pm EDT | John J MackDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 5:53 pm EDT | Kenneth D DenmanDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 5:51 pm EDT | Daniel T CiporinDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 31, 2018 AForm 4 → | Jun 4, 5:47 pm EDT | Susan C AtheyDirector | 60,791 | — | — | 60,791 | — | plan? |
| May 26, 2018 AForm 4 → | May 30, 7:50 pm EDT | Susan C AtheyDirector | 103,858 | — | — | 103,858 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:46 pm EDT | Steven AlloccaPresident | 170,111 | $3.32 | $187,477 | 154,154 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:41 pm EDT | Scott SanbornCEO | 121,228 | $3.31 | $132,873 | 1,274,112 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:33 pm EDT | Patrick J DunneChief Capital Officer | 97,068 | $3.28 | $105,632 | 81,752 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:31 pm EDT | Russell S ElmerGeneral Counsel | 117,016 | $3.32 | $128,677 | 182,298 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:28 pm EDT | Thomas W CaseyChief Financial Officer | 104,376 | $3.28 | $113,539 | 94,901 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:24 pm EDT | Fergal StackSVP, Corporate Controller | 26,494 | $3.26 | $28,593 | 8,952 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 7:22 pm EDT | Sameer GulatiChief Operations Officer | 98,088 | $3.32 | $107,788 | 383,589 | — | plan? |
| May 25, 2018 FMForm 4 → | May 30, 5:10 pm EDT | Timothy BoganChief Risk Officer | 105,911 | $3.30 | $116,021 | 174,045 | — | plan? |
| May 18, 2018 SForm 4 → | May 22, 5:03 pm EDT | Simon WilliamsDirector | 50,000 | $3.40 | $170,124 | 28,000 | −64.1% | plan? |
| May 12, 2018 FMForm 4 → | May 15, 5:17 pm EDT | Scott SanbornCEO | 133,175 | $3.32 | $146,555 | 1,233,250 | — | plan? |
| Apr 25, 2018 FMForm 4 → | Apr 27, 5:31 pm EDT | Sameer GulatiChief Operations Officer | 23,522 | $2.77 | $21,598 | 350,527 | — | plan? |
| Mar 25, 2018 FMForm 4 → | Mar 27, 5:10 pm EDT | Sameer GulatiChief Operations Officer | 23,522 | $3.56 | $27,757 | 342,599 | — | plan? |
| Mar 1, 2018 PForm 4 → | Mar 5, 5:57 pm EST | Daniel T CiporinDirector | 10,000 | $3.73 | $37,300 | 1,024,809 | +0.99% | plan? |
| Mar 1, 2018 PForm 4 → | Mar 5, 5:53 pm EST | John C. MorrisDirector | 10,000 | $3.71 | $37,082 | 44,217 | +29.2% | plan? |
| Mar 1, 2018 PForm 4 → | Mar 5, 8:09 am EST | Tian Qiao Chen +510% Owner | 12,501,254 | $3.63 | $45,358,221 | 97,814,405 | +14.7% | plan? |
| Feb 28, 2018 PForm 4 → | Mar 2, 4:47 pm EST | Kenneth D DenmanDirector | 30,000 | $3.16 | $94,680 | 30,000 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 7:34 pm EST | Scott SanbornCEO | 51,461 | $3.35 | $57,144 | 1,185,861 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 7:31 pm EST | Thomas W CaseyChief Financial Officer | 21,526 | $3.35 | $25,849 | 57,219 | — | plan? |
| Feb 25, 2018 FMForm 4 → | Feb 27, 6:43 pm EST | Sameer GulatiChief Operations Officer | 49,253 | $3.35 | $54,692 | 334,671 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2026 MForm 4 → | Aug 27, 6:17 pm EDT | Fergal StackSVP, Corporate Controller | 6,593 | — | — | 15,695 | — | |
| Aug 25, 2026 MForm 4 → | Aug 27, 6:12 pm EDT | Scott SanbornCEO, Director | 27,817 | — | — | 66,209 | — | 10b5-1 |
| Aug 25, 2026 MForm 4 → | Aug 27, 6:10 pm EDT | Steven C MatticsBank - Chief Lending Officer | 27,213 | — | — | 61,795 | — | |
| Aug 25, 2026 MForm 4 → | Aug 27, 6:07 pm EDT | Andrew LaBenneChief Financial Officer | 25,962 | — | — | 61,795 | — | |
| Aug 25, 2026 MForm 4 → | Aug 27, 6:05 pm EDT | Jordan ChengGeneral Counsel & Secretary | 12,116 | — | — | 28,838 | — | |
| Mar 12, 2019 AForm 4 → | Mar 14, 6:25 pm EDT | Thomas W CaseyChief Financial Officer | 214,090 | — | — | 214,090 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:36 pm EST | Ronnie MomenChief Lending Officer | 536,200 | — | — | 797,527 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:31 pm EST | Valerie KayChief Capital Officer | 431,559 | — | — | 470,142 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:29 pm EST | Bahman KoohestaniChief Technology Officer | 433,609 | — | — | 964,392 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:28 pm EST | Fergal StackSVP, Corporate Controller | 232,471 | — | — | 212,688 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:26 pm EST | Scott SanbornCEO | 879,769 | — | — | 559,702 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:22 pm EST | Timothy BoganChief Risk Officer | 550,041 | — | — | 503,732 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:18 pm EST | Thomas W CaseyChief Financial Officer | 788,629 | — | — | 671,643 | — | |
| Feb 24, 2019 AMForm 4 → | Feb 26, 9:15 pm EST | Steven AlloccaPresident | 712,768 | — | — | 559,702 | — | |
| Feb 12, 2019 MForm 4 → | Feb 14, 5:11 pm EST | Scott SanbornCEO | 89,032 | — | — | 445,157 | — | |
| Jan 1, 2019 MForm 4 → | Jan 3, 8:10 pm EST | Scott SanbornCEO | 114,221 | — | — | 114,220 | — | |
| Dec 25, 2018 MForm 4 → | Dec 27, 5:06 pm EST | Sameer GulatiChief Operations Officer | 15,725 | — | — | 267,333 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:46 pm EST | Valerie KayChief Capital Officer | 72,135 | — | — | 506,307 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:42 pm EST | Thomas W CaseyChief Financial Officer | 69,779 | — | — | 727,613 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:39 pm EST | Timothy BoganChief Risk Officer | 70,805 | — | — | 545,710 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:36 pm EST | Steven AlloccaPresident | 113,726 | — | — | 606,344 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:34 pm EST | Scott SanbornCEO | 81,045 | — | — | 606,344 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:31 pm EST | Sameer GulatiChief Operations Officer | 65,576 | — | — | 424,442 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:25 pm EST | Ronnie MomenChief Lending Officer | 56,966 | — | — | 854,493 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:23 pm EST | Fergal StackSVP, Corporate Controller | 40,777 | — | — | 230,412 | — | |
| Nov 25, 2018 MForm 4 → | Nov 27, 8:20 pm EST | Bahman KoohestaniChief Technology Officer | 74,184 | — | — | 1,038,576 | — | |
| Nov 12, 2018 MForm 4 → | Nov 14, 5:33 pm EST | Scott SanbornCEO | 89,031 | — | — | 534,189 | — | |
| Oct 25, 2018 MForm 4 → | Oct 29, 4:56 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 298,783 | — | |
| Sep 25, 2018 MForm 4 → | Sep 27, 6:43 pm EDT | Sameer GulatiChief Operations Officer | 15,724 | — | — | 314,508 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 6:29 pm EDT | Scott SanbornCEO | 81,046 | — | — | 652,986 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 6:26 pm EDT | Fergal StackSVP, Corporate Controller | 109,937 | — | — | 248,136 | — | |
| Aug 25, 2018 AForm 4 → | Aug 28, 6:23 pm EDT | Ronnie MomenChief Lending Officer | 911,459 | — | — | 911,459 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 6:16 pm EDT | Bahman KoohestaniChief Technology Officer | 74,184 | — | — | 1,112,760 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 6:14 pm EDT | Valerie KayChief Capital Officer | 72,133 | — | — | 542,472 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 6:08 pm EDT | Sameer GulatiChief Operations Officer | 65,576 | — | — | 457,091 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 5:59 pm EDT | Russell S ElmerGeneral Counsel | 78,230 | — | — | 522,389 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 5:57 pm EDT | Thomas W CaseyChief Financial Officer | 69,780 | — | — | 783,583 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 5:54 pm EDT | Timothy BoganChief Risk Officer | 70,807 | — | — | 587,687 | — | |
| Aug 25, 2018 MForm 4 → | Aug 28, 5:50 pm EDT | Steven AlloccaPresident | 113,726 | — | — | 652,986 | — | |
| Aug 12, 2018 MForm 4 → | Aug 14, 6:17 pm EDT | Scott SanbornCEO | 89,031 | — | — | 623,220 | — | |
| Jul 25, 2018 MForm 4 → | Jul 27, 5:51 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 345,957 | — | |
| Jun 25, 2018 MForm 4 → | Jun 26, 4:56 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 361,682 | — | |
| May 26, 2018 AForm 4 → | May 30, 5:13 pm EDT | Bahman KoohestaniChief Technology Officer | 1,186,944 | — | — | 1,186,944 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:46 pm EDT | Steven AlloccaPresident | 113,725 | — | — | 699,628 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:41 pm EDT | Scott SanbornCEO | 81,045 | — | — | 699,628 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:33 pm EDT | Patrick J DunneChief Capital Officer | 64,893 | — | — | 769,590 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:31 pm EDT | Russell S ElmerGeneral Counsel | 78,229 | — | — | 559,702 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:28 pm EDT | Thomas W CaseyChief Financial Officer | 69,779 | — | — | 839,553 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:24 pm EDT | Fergal StackSVP, Corporate Controller | 17,723 | — | — | 265,860 | — | |
| May 25, 2018 MForm 4 → | May 30, 7:22 pm EDT | Sameer GulatiChief Operations Officer | 65,575 | — | — | 489,740 | — | |
| May 25, 2018 MForm 4 → | May 30, 5:10 pm EDT | Timothy BoganChief Risk Officer | 70,804 | — | — | 629,665 | — | |
| May 12, 2018 MForm 4 → | May 15, 5:17 pm EDT | Scott SanbornCEO | 89,032 | — | — | 712,251 | — | |
| Apr 25, 2018 MForm 4 → | Apr 27, 5:31 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 393,131 | — | |
| Mar 25, 2018 MForm 4 → | Mar 27, 5:10 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 408,856 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 7:31 pm EST | Thomas W CaseyChief Financial Officer | 909,333 | — | — | 138,094 | — | |
| Feb 24, 2018 AForm 4 → | Feb 27, 7:21 pm EST | Fergal StackSVP, Corporate Controller | 283,583 | — | — | 283,583 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 6:43 pm EST | Sameer GulatiChief Operations Officer | 555,316 | — | — | 206,423 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 6:41 pm EST | Russell S ElmerGeneral Counsel | 637,932 | — | — | 409,166 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 6:39 pm EST | Patrick J DunneChief Capital Officer | 834,483 | — | — | 135,870 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 6:37 pm EST | Timothy BoganChief Risk Officer | 700,471 | — | — | 226,450 | — | |
| Feb 24, 2018 AMForm 4 → | Feb 27, 6:35 pm EST | Steven AlloccaPresident | 813,353 | — | — | 872,094 | — | |
| Feb 24, 2018 AForm 4 → | Feb 27, 6:28 pm EST | Patricia J McCORDDirector | 104,478 | — | — | 104,478 | — | |
| Feb 23, 2018 AMForm 4 → | Feb 27, 7:34 pm EST | Scott SanbornCEO | 1,009,113 | — | — | 412,845 | — | |
| Feb 12, 2018 MForm 4 → | Feb 14, 6:08 pm EST | Scott SanbornCEO | 89,031 | — | — | 801,283 | — | |
| Jan 25, 2018 MForm 4 → | Jan 29, 4:56 pm EST | Sameer GulatiChief Operations Officer | 15,724 | — | — | 440,306 | — | |
| Dec 25, 2017 MForm 4 → | Dec 27, 4:52 pm EST | Sameer GulatiChief Operations Officer | 15,725 | — | — | 456,030 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 7:37 pm EST | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 151,904 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 6:00 pm EST | Scott SanbornCEO | 34,404 | — | — | 447,248 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 5:45 pm EST | Timothy BoganChief Risk Officer | 28,828 | — | — | 3,048 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 5:42 pm EST | Russell S ElmerGeneral Counsel | 40,916 | — | — | 450,083 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 5:37 pm EST | Sameer GulatiChief Operations Officer | 32,927 | — | — | 223,625 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 5:35 pm EST | Patrick J DunneChief Capital Officer | 13,587 | — | — | 149,457 | — | |
| Nov 25, 2017 MForm 4 → | Nov 28, 5:33 pm EST | Steven AlloccaPresident | 67,084 | — | — | 939,178 | — | |
| Nov 14, 2017 MForm 4 → | Nov 15, 5:09 pm EST | Scott SanbornCEO | 73,700 | — | — | 1,194,360 | — | |
| Nov 12, 2017 MForm 4 → | Nov 14, 5:08 pm EST | Scott SanbornCEO | 89,032 | — | — | 890,314 | — | |
| Oct 25, 2017 MForm 4 → | Oct 27, 5:15 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 487,480 | — | |
| Oct 16, 2017 MForm 4 → | Oct 18, 5:13 pm EDT | Scott SanbornCEO | 40,000 | — | — | 1,268,060 | — | |
| Sep 25, 2017 MForm 4 → | Sep 27, 5:24 pm EDT | Sameer GulatiChief Operations Officer | 15,724 | — | — | 503,205 | — | |
| Aug 28, 2017 AForm 4 → | Aug 30, 5:20 pm EDT | Fergal StackSVP, Corporate Controller | 368,853 | — | — | 368,853 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 6:35 pm EDT | Steven AlloccaPresident | 67,084 | — | — | 1,006,262 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 6:24 pm EDT | Russell S ElmerGeneral Counsel | 40,917 | — | — | 490,999 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:58 pm EDT | Patrick J DunneChief Capital Officer | 54,348 | — | — | 163,044 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:51 pm EDT | Scott SanbornCEO | 34,404 | — | — | 481,652 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:47 pm EDT | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 165,713 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:45 pm EDT | Timothy BoganChief Risk Officer | 28,829 | — | — | 271,740 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:42 pm EDT | Sameer GulatiChief Operations Officer | 32,927 | — | — | 240,827 | — | |
| Aug 25, 2017 MForm 4 → | Aug 29, 5:39 pm EDT | Sandeep BhandariChief Credit Officer | 30,311 | — | — | 53,411 | — | |
| Aug 12, 2017 MForm 4 → | Aug 15, 5:16 pm EDT | Scott SanbornCEO | 89,031 | — | — | 979,346 | — | |
| Jul 25, 2017 MForm 4 → | Jul 27, 4:52 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 534,654 | — | |
| Jun 25, 2017 MForm 4 → | Jun 27, 7:06 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 550,379 | — | |
| May 28, 2017 AForm 4 → | May 31, 6:12 pm EDT | Steven AlloccaPresident | 1,073,346 | — | — | 1,073,346 | — | |
| May 26, 2017 MForm 4 → | May 31, 5:29 pm EDT | Sandeep BhandariChief Credit Officer | 6,677 | — | — | 60,087 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:49 pm EDT | Scott SanbornCEO | 34,403 | — | — | 516,056 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:40 pm EDT | Sameer GulatiChief Operations Officer | 261,758 | — | — | 258,029 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:35 pm EDT | Thomas W CaseyChief Financial Officer | 13,810 | — | — | 179,522 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:30 pm EDT | Russell S ElmerGeneral Counsel | 40,916 | — | — | 531,916 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:24 pm EDT | Timothy BoganChief Risk Officer | 28,827 | — | — | 294,385 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:22 pm EDT | Sandeep BhandariChief Credit Officer | 23,635 | — | — | 86,010 | — | |
| May 25, 2017 MForm 4 → | May 30, 6:19 pm EDT | Bradley ColemanPrincipal Accounting Officer | 79,433 | — | — | 220,789 | — | |
| May 12, 2017 MForm 4 → | May 16, 6:19 pm EDT | Scott SanbornCEO | 89,031 | — | — | 1,068,377 | — |