SEC Form 4 · accession 0001127602-19-009533
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Casey
Officer — Chief Financial Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | P | 15,000 | $2.98 | A | 25,000 | I | Casey Family Revocable Trust |
| Common Stock | holding | — | — | — | 190,805 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 10,000 shares indirectly acquired by the Reporting Person on 11/14/17 that were previously reported as being directly held.