SEC Form 4 · accession 0001409970-26-000172
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fergal Stack
Officer — SVP, Corporate Controller
Period of report
Aug 18, 2026
Accepted (ET)
Aug 20, 2026 · 7:59 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 18, 2026 | S | 40,000 | $18.8633 | D | 114,977 | D | |
| Common StockF3 | Aug 19, 2026 | S | 37,500 | $18.6415 | D | 77,477 | D | |
| Common StockF4 | Aug 20, 2026 | S | 37,500 | $18.1069 | D | 39,977 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades during the date at prices ranging from $18.67 to $19.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades during the date at prices ranging from $18.51 to $18.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades during the date at prices ranging from $17.94 to $18.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.