SEC Form 4 · accession 0001127602-16-067819
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Simon Williams
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 18, 2016 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | G | 8,000 | $0.00 | D | 347,053 | D | |
| Common Stock | holding | — | — | — | 192,000 | I | By Camelot Financial Capital Management, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a bona fide gift of shares to a donor advised fund.