SEC Form 4 · accession 0001127602-16-052622
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Morris
Director
Period of report
May 14, 2016
Accepted (ET)
May 17, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.51 | May 14, 2016 | A | 603,790 | A | — | May 14, 2026 | Common Stock | 603,790 | 603,790 | D |
Explanation of responses
- F1The option vests as to 8.3% of the total shares monthly over a one-year period, beginning on May 12, 2016, subject to continued service through each vesting date.