SEC Form 4 · accession 0001209191-15-003788
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Williams
Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.16 | Jan 8, 2015 | A | 320,000 | A | — | Jan 8, 2025 | Common Stock | 320,000 | 320,000 | D |
Explanation of responses
- F1This option becomes exercisable at a rate of 1/4th of the shares underlying the option on the first anniversary of the Grant Date and 1/16th of the shares underlying the option in quarterly installments thereafter, such that the option is fully vested on 1/8/2019.