SEC Form 4 · accession 0001127602-15-032775
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renaud Laplanche
Officer — Chief Executive Officer · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 1, 2015 · 7:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | P | 60,000 | $12.00 | A | 60,000 | I | Renaud Laplanche and Natalia Dmitrieva, As Trustees Of The Brant Point Trust U/A Dated 10/29/2014 |
| Common Stock | holding | — | — | — | 4,465,492 | D | ||
| Common StockF2 | holding | — | — | — | 4,000,000 | I | By U.S. Trust Company Of Delaware As Trustee Of Laplanche Dmitrieva Family 2012 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held of record by Renaud Laplanche and Natalia Dmitrieva, as Trustees of The Brant Point Trust U/A Dated 10/29/2014.
- F2Shares held of record by U.S. Trust Company of Delaware, as Trustee of Laplanche Dmitrieva Family 2012 Irrevocable Trust U/A DTD December 17, 2012.