SEC Form 4 · accession 0001127602-16-044320
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sandeep Bhandari
Officer — Chief Credit Officer
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.41 | Feb 26, 2016 | A | 351,883 | A | — | Feb 26, 2026 | Common Stock | 351,883 | 351,883 | D |
Explanation of responses
- F1The option vests as to 6.25% of the total shares quarterly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date.