SEC Form 4 · accession 0001127602-16-039875
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary G Meeker
Director
Period of report
Nov 13, 2015
Accepted (ET)
Feb 5, 2016 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 13, 2015 | J | 1,959,465 | $0.00 | D | 2,139,316 | I | By KPCB Holdings, Inc., As Nominee |
| Common StockF3 | Nov 13, 2015 | J | 50,320 | $0.00 | A | 188,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a managing member of KPCB DGF Associates, LLC, which is the managing member of KPCB Digital Growth Fund, LLC ("KPCB Growth") and KPCB DGF Founders Fund, LLC ("KPCB FF"). KPCB Holdings, Inc., as nominee, holds the stock for the account of KPCB Growth and KPCB FF. The reporting person may be deemed to share voting and investment power over the securities held by KPCB Growth and KPCB FF. The reporting person disclaims beneficial ownership over such securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F2Transaction represents pro rata distributions, and not a purchase or sale of securities, by KPCB Digital Growth Fund, LLC ("DGF"), KPCB Digital Growth Founders Fund LLC ("DGF Founders"), and KPCB DGF Associates, LLC ("DGF Associates") to their respective members without consideration.
- F3Transaction represents pro rata distributions, and not a purchase or sale of securities, by DGF Associates to the reporting person.