Company · CIK 0001390777 · SIC 6022 — State Commercial Banks · NYSE

Bank of New York Mellon Corp · BNY

Insider activity reported against this company. All insider holders · Files at: ABDC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $159.0M · 11sales $1.26B · 54net −$1.10B

Open-market trades as an insider elsewherebuys $3.2M · 19sales $22.2M · 1net −$19.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 27, 2015 SForm 4 →	Apr 29, 5:05 pm EDT	Karen B PeetzPresident	229,073	$42.19	$9,663,964	182,760	−55.6%	plan?
Apr 24, 2015 SForm 4 →	Apr 28, 4:51 pm EDT	Thomas P GibbonsVice Chairman & CFO	127,359	$41.93	$5,340,647	282,537	−31.1%	plan?
Apr 24, 2015 MForm 4 →	Apr 28, 4:51 pm EDT	Thomas P GibbonsVice Chairman & CFO	127,359	$37.09	$4,723,745	409,896	—	plan?
Apr 23, 2015 GMForm 4 →	May 8, 4:49 pm EDT	Gerald L HassellChairman & CEO, Director	165,661	$37.09	$5,773,466	965,010	—	plan? late
Apr 23, 2015 GForm 4 →	Apr 27, 5:13 pm EDT	Richard F BruecknerSr. Executive Vice President	12,000	—	—	198,452	—	plan?
Apr 23, 2015 SForm 4 →	Apr 27, 5:13 pm EDT	Richard F BruecknerSr. Executive Vice President	61,025	$42.52	$2,594,984	210,452	−22.5%	plan?
Apr 2, 2015 FForm 4 →	Apr 6, 4:50 pm EDT	Monique HerenaSr. Executive Vice President	12,499	$40.55	$506,834	67,802	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:53 pm EDT	Jeffrey A GoldsteinDirector	808	$40.21	$32,500	3,366	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:53 pm EDT	Joseph EchevarriaDirector	684	$40.21	$27,500	684	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:52 pm EDT	Wesley W Von SchackDirector	1,129	$40.21	$45,400	80,730	—	plan?
Apr 1, 2015 AForm 4 →	Apr 3, 2:51 pm EDT	John M HinshawDirector	684	$40.21	$27,500	1,711	—	plan?
Mar 4, 2015 OForm 4 →	Mar 6, 4:48 pm EST	Edward P Garden +1Director	186,231	$39.67	$7,388,473	30,225,639	—	plan?
Mar 4, 2015 PForm 4 →	Mar 6, 4:48 pm EST	Edward P Garden +1Director	84,000	$39.43	$3,312,263	30,039,408	+0.28%	plan?
Mar 2, 2015 AForm 4 →	Mar 4, 5:41 pm EST	Jeffrey A GoldsteinDirector	70	$39.65	$2,777	2,558	—	plan?
Feb 25, 2015 PForm 4 →	Feb 27, 5:21 pm EST	Edward P Garden +1Director	784,769	$39.78	$31,220,073	29,955,408	+2.69%	plan?
Feb 25, 2015 SForm 4 →	Feb 27, 4:54 pm EST	Wesley W Von SchackDirector	2,286	$39.72	$90,789	79,462	−2.80%	plan?
Feb 25, 2015 MForm 4 →	Feb 27, 4:54 pm EST	Wesley W Von SchackDirector	3,300	$27.45	$90,585	81,748	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:21 pm EST	Curtis ArledgeVice Chairman	28,835	$39.17	$1,129,467	644,417	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:21 pm EST	Richard F BruecknerSr. Executive Vice President	7,788	$39.17	$305,056	271,477	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:21 pm EST	Thomas P GibbonsVice Chairman & CFO	14,499	$39.17	$567,926	282,516	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:21 pm EST	Gerald L HassellChairman & CEO, Director	48,774	$39.17	$1,910,478	815,588	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:20 pm EST	John A. ParkController	3,128	$39.17	$122,524	39,316	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:20 pm EST	Karen B PeetzPresident	15,838	$39.17	$620,374	236,304	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:20 pm EST	Brian T SheaVice Chairman	9,038	$39.17	$354,018	261,128	—	plan?
Feb 23, 2015 FForm 4 →	Feb 25, 5:19 pm EST	J Kevin McCarthySEVP & General Counsel, Director	7,194	$39.17	$281,789	58,270	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:53 pm EST	Curtis ArledgeVice Chairman	163,650	$39.44	$520,529	673,252	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:53 pm EST	Richard F BruecknerSr. Executive Vice President	40,095	$39.44	$123,013	279,265	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:52 pm EST	Thomas P GibbonsVice Chairman & CFO	71,396	$39.44	$166,082	297,015	—	plan?
Feb 20, 2015 AForm 4 →	Feb 24, 4:52 pm EST	Monique HerenaSr. Executive Vice President	14,390	—	—	80,301	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:52 pm EST	J Kevin McCarthySEVP & General Counsel, Director	21,993	$39.44	$107,592	65,464	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:52 pm EST	Karen B PeetzPresident	68,918	$39.44	$140,209	252,142	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:51 pm EST	Brian T SheaSr. Executive Vice President	62,839	$39.44	$124,591	270,166	—	plan?
Feb 20, 2015 AForm 4 →	Feb 24, 4:51 pm EST	James S WienerChief Risk Officer	13,358	—	—	13,358	—	plan?
Feb 20, 2015 AFForm 4 →	Feb 24, 4:51 pm EST	John A. ParkController	9,938	$39.44	$45,198	42,444	—	plan?
Feb 20, 2015 SForm 4 →	Feb 24, 4:51 pm EST	Gerald L HassellChairman & CEO, Director	357,847	$39.14	$14,007,191	870,843	−29.1%	plan?
Feb 20, 2015 AFMForm 4 →	Feb 24, 4:51 pm EST	Gerald L HassellChairman & CEO, Director	537,852	$18.43	$6,194,876	864,362	—	plan?
Feb 19, 2015 FForm 4/A →	May 8, 4:48 pm EDT	Gerald L HassellChairman & CEO, Director	20,410	$39.12	$798,439	700,996	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:59 pm EST	Curtis ArledgeVice Chairman	17,185	$39.12	$672,277	535,999	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:59 pm EST	Richard F BruecknerSr. Executive Vice President	3,350	$39.12	$131,052	245,408	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:58 pm EST	Thomas P GibbonsVice Chairman & CFO	8,204	$39.12	$320,940	234,041	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:58 pm EST	Gerald L HassellChairman & CEO, Director	24,087	$39.12	$942,283	697,319	—	plan? amended
Feb 19, 2015 FForm 4 →	Feb 23, 4:58 pm EST	J Kevin McCarthySEVP & General Counsel, Director	2,300	$39.12	$89,976	48,927	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:58 pm EST	Karen B PeetzPresident	6,196	$39.12	$242,388	190,335	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:57 pm EST	Brian T SheaSr. Executive Vice President	4,893	$39.12	$191,414	213,645	—	plan?
Feb 19, 2015 FForm 4 →	Feb 23, 4:57 pm EST	John A. ParkController	1,200	$39.12	$46,944	34,798	—	plan?
Feb 13, 2015 AForm 4 →	Feb 18, 4:57 pm EST	Nicholas M DonofrioDirector	125	$37.39	$4,671	27,604	—	plan?
Feb 13, 2015 AForm 4 →	Feb 18, 4:56 pm EST	Michael Joseph KowalskiDirector	68	$37.93	$2,594	40,487	—	plan?
Feb 13, 2015 AForm 4 →	Feb 18, 4:56 pm EST	Catherin A ReinDirector	269	$37.39	$10,061	95,940	—	plan?
Feb 13, 2015 AForm 4 →	Feb 18, 4:56 pm EST	William C RichardsonDirector	125	$37.39	$4,673	28,747	—	plan?
Feb 13, 2015 AForm 4 →	Feb 18, 4:56 pm EST	Samuel C Scott IIIDirector	68	$37.39	$2,554	19,054	—	plan?
Feb 2, 2015 AForm 4 →	Feb 4, 4:56 pm EST	Jeffrey A GoldsteinDirector	1,023	$36.67	$37,500	2,477	—	plan?
Feb 2, 2015 AForm 4 →	Feb 4, 4:56 pm EST	John M HinshawDirector	1,023	$36.67	$37,500	1,023	—	plan?
Jan 28, 2015 PForm 4 →	Jan 29, 5:38 pm EST	Edward P Garden +1Director	273,000	$36.63	$9,999,499	29,170,639	+0.94%	plan?
Jan 26, 2015 AGForm 4 →	Feb 4, 4:56 pm EST	Wesley W Von SchackDirector	24,207	$36.67	$51,800	78,448	—	plan? late
Jan 2, 2015 AForm 4 →	Jan 6, 4:55 pm EST	Wesley W Von SchackDirector	89	$40.46	$3,600	52,457	—	plan?
Sep 4, 2014 GForm 5 →	Feb 13, 2015, 4:53 pm EST	Gerald L HassellChairman & CEO, Director	18,966	—	—	721,233	—	plan?
Jul 21, 2014 GForm 5 →	Feb 13, 2015, 4:53 pm EST	Karen B PeetzPresident	665	—	—	196,453	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 20, 2018 AForm 4 →	Apr 24, 5:03 pm EDT	Samuel C Scott IIIDirector	2,345	—	—	42,058	—
Apr 20, 2018 AForm 4 →	Apr 24, 5:01 pm EDT	Elizabeth RobinsonDirector	2,345	—	—	5,175	—
Apr 20, 2018 AForm 4 →	Apr 24, 5:00 pm EDT	Edward P Garden +1Director	2,345	—	—	11,670	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:59 pm EDT	Mark A NordenbergDirector	2,345	—	—	47,294	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:58 pm EDT	Jennifer B. MorganDirector	2,345	—	—	5,175	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:57 pm EDT	Edmund F KellyDirector	2,345	—	—	47,294	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:55 pm EDT	John M HinshawDirector	2,345	—	—	11,670	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:54 pm EDT	Jeffrey A GoldsteinDirector	2,345	—	—	15,816	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:53 pm EDT	Joseph EchevarriaDirector	2,345	—	—	11,670	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:52 pm EDT	Linda Z CookDirector	2,345	—	—	5,175	—
Apr 20, 2018 AForm 4 →	Apr 24, 4:51 pm EDT	Steven D BlackDirector	2,345	—	—	2,345	—
Dec 1, 2017 MForm 4 →	Dec 5, 4:17 pm EST	Thomas P GibbonsVice Chairman & CFO	38,152	—	—	0	—
Aug 4, 2017 MForm 4 →	Aug 8, 5:22 pm EDT	Gerald L HassellChairman & Director, Director	700,719	—	—	0	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:51 pm EDT	Edward P Garden +1Director	2,780	—	—	9,160	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:39 pm EDT	Samuel C Scott IIIDirector	2,780	—	—	39,011	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:38 pm EDT	Elizabeth RobinsonDirector	2,780	—	—	2,780	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:38 pm EDT	Mark A NordenbergDirector	2,780	—	—	44,154	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:37 pm EDT	Jennifer B. MorganDirector	2,780	—	—	2,780	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:36 pm EDT	John A Luke Jr.Director	2,780	—	—	39,011	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:35 pm EDT	Edmund F KellyDirector	2,780	—	—	44,154	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:35 pm EDT	John M HinshawDirector	2,780	—	—	9,160	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:33 pm EDT	Jeffrey A GoldsteinDirector	2,780	—	—	13,233	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:33 pm EDT	Joseph EchevarriaDirector	2,780	—	—	9,160	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:32 pm EDT	Nicholas M DonofrioDirector	2,780	—	—	39,011	—
Apr 21, 2017 AForm 4 →	Apr 25, 4:31 pm EDT	Linda Z CookDirector	2,780	—	—	2,780	—
Feb 8, 2017 MForm 4 →	Feb 10, 5:23 pm EST	Brian T SheaVice Chairman	199,676	—	—	0	—
Dec 9, 2016 MForm 4 →	Aug 10, 2017, 4:36 pm EDT	Thomas P GibbonsVice Chairman & CFO	184,380	—	—	0	—	late
Dec 9, 2016 MForm 4 →	Dec 13, 4:48 pm EST	Thomas P GibbonsVice Chairman & CFO	59,481	—	—	0	—
Dec 9, 2016 MForm 4 →	Dec 13, 4:46 pm EST	Gerald L HassellChairman & CEO, Director	593,776	—	—	0	—
Nov 10, 2016 MForm 4 →	Nov 14, 5:42 pm EST	Karen B PeetzPresident	244,865	—	—	0	—
Oct 24, 2016 MForm 4 →	Oct 26, 5:01 pm EDT	Gerald L HassellChairman & CEO, Director	191,042	—	—	0	—
Oct 24, 2016 MForm 4 →	Oct 26, 5:00 pm EDT	Thomas P GibbonsVice Chairman & CFO	79,022	—	—	0	—
May 12, 2016 MForm 4 →	May 16, 4:49 pm EDT	Thomas P GibbonsVice Chairman & CFO	376,054	—	—	0	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:44 pm EDT	Samuel C Scott IIIDirector	3,166	—	—	35,610	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:44 pm EDT	Catherin A ReinDirector	3,166	—	—	35,610	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:43 pm EDT	Mark A NordenbergDirector	3,166	—	—	40,664	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:43 pm EDT	Edward P Garden +1Director	3,166	—	—	6,271	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:43 pm EDT	John A Luke Jr.Director	3,166	—	—	35,610	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:42 pm EDT	Edmund F KellyDirector	3,166	—	—	40,664	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:42 pm EDT	John M HinshawDirector	3,166	—	—	6,271	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:41 pm EDT	Jeffrey A GoldsteinDirector	3,166	—	—	10,274	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:40 pm EDT	Joseph EchevarriaDirector	3,166	—	—	6,271	—
Apr 22, 2016 AForm 4 →	Apr 26, 5:40 pm EDT	Nicholas M DonofrioDirector	3,166	—	—	35,610	—
Oct 29, 2015 MForm 4 →	Nov 2, 4:52 pm EST	Karen B PeetzPresident	42,015	—	—	32,580	—
Aug 5, 2015 MForm 4 →	Aug 7, 5:04 pm EDT	Richard F BruecknerSr. Executive Vice President	320,266	—	—	17,247	—
May 6, 2015 MForm 4 →	May 8, 4:49 pm EDT	Gerald L HassellChairman & CEO, Director	155,661	—	—	0	—
Apr 27, 2015 MForm 4 →	Apr 29, 5:05 pm EDT	Karen B PeetzPresident	179,073	—	—	0	—
Apr 24, 2015 MForm 4 →	Apr 28, 4:51 pm EDT	Thomas P GibbonsVice Chairman & CFO	127,359	—	—	0	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:14 pm EDT	Edward P Garden +1Director	3,053	—	—	3,053	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:13 pm EDT	Nicholas M DonofrioDirector	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:13 pm EDT	Jeffrey A GoldsteinDirector	3,053	—	—	6,990	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:12 pm EDT	John M HinshawDirector	3,053	—	—	3,053	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:12 pm EDT	Edmund F KellyDirector	3,053	—	—	36,874	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:12 pm EDT	Richard J KoganDirector	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:12 pm EDT	John A Luke Jr.Director	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:11 pm EDT	Mark A NordenbergDirector	3,053	—	—	36,874	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:11 pm EDT	Catherin A ReinDirector	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:11 pm EDT	William C RichardsonDirector	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:10 pm EDT	Samuel C Scott IIIDirector	3,053	—	—	31,903	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:10 pm EDT	Wesley W Von SchackDirector	3,053	—	—	36,874	—
Apr 23, 2015 AForm 4 →	Apr 27, 5:10 pm EDT	Joseph EchevarriaDirector	3,053	—	—	3,053	—
Mar 4, 2015 OForm 4 →	Mar 6, 4:48 pm EST	Edward P Garden +1Director	186,231	—	—	0	—
Feb 25, 2015 JForm 4 →	Feb 27, 5:21 pm EST	Edward P Garden +1Director	186,231	—	—	186,231	—
Feb 25, 2015 MForm 4 →	Feb 27, 4:54 pm EST	Wesley W Von SchackDirector	3,300	—	—	0	—
Feb 20, 2015 MForm 4 →	Feb 24, 4:51 pm EST	Gerald L HassellChairman & CEO, Director	329,593	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 22, 2017 SForm 4 →	May 24, 11:09 am EDT	Alcentra Capital CorpABDC	1,691,839	$13.13	$22,213,846	0	−100%	plan?
May 6, 2015 PForm 4 →	May 11, 6:26 pm EDT	Alcentra Capital CorpABDC	7,178	$13.67	$98,123	1,691,739	+0.43%	plan? late
May 6, 2015 PForm 4 →	May 8, 4:40 pm EDT	Alcentra Capital CorpABDC	5,875	$13.69	$80,414	1,684,561	+0.35%	plan?
May 4, 2015 PForm 4 →	May 6, 11:55 am EDT	Alcentra Capital CorpABDC	6,288	$13.78	$86,624	1,678,686	+0.38%	plan?
Apr 30, 2015 PForm 4 →	May 4, 10:59 am EDT	Alcentra Capital CorpABDC	12,313	$13.86	$170,705	1,672,398	+0.74%	plan?
Apr 28, 2015 PForm 4 →	Apr 30, 4:10 pm EDT	Alcentra Capital CorpABDC	10,600	$13.78	$146,106	1,660,085	+0.64%	plan?
Apr 24, 2015 PForm 4 →	Apr 28, 11:30 am EDT	Alcentra Capital CorpABDC	13,248	$13.84	$183,350	1,624,864	+0.82%	plan?
Apr 22, 2015 PForm 4 →	Apr 24, 11:27 am EDT	Alcentra Capital CorpABDC	11,908	$13.80	$164,283	1,611,616	+0.74%	plan?
Apr 20, 2015 PForm 4 →	Apr 22, 10:08 am EDT	Alcentra Capital CorpABDC	9,175	$13.91	$127,624	1,599,708	+0.58%	plan?
Apr 16, 2015 PForm 4 →	Apr 20, 10:26 am EDT	Alcentra Capital CorpABDC	11,994	$13.89	$166,628	1,590,533	+0.76%	plan?
Apr 14, 2015 PForm 4 →	Apr 16, 2:21 pm EDT	Alcentra Capital CorpABDC	8,900	$13.86	$123,341	1,578,539	+0.57%	plan?
Apr 13, 2015 PForm 4/A →	Apr 16, 3:22 pm EDT	Alcentra Capital CorpABDC	12,400	$14.13	$175,164	1,569,639	+0.80%	plan?
Apr 10, 2015 PForm 4 →	Apr 14, 12:20 pm EDT	Alcentra Capital CorpABDC	20,124	$14.15	$284,770	1,569,713	+1.30%	plan?
Apr 8, 2015 PForm 4 →	Apr 10, 10:56 am EDT	Alcentra Capital CorpABDC	20,676	$14.09	$291,309	1,549,589	+1.35%	plan?
Apr 6, 2015 PForm 4 →	Apr 8, 11:13 am EDT	Alcentra Capital CorpABDC	15,938	$13.58	$216,369	1,528,913	+1.05%	plan?
Apr 2, 2015 PForm 4 →	Apr 6, 9:16 am EDT	Alcentra Capital CorpABDC	4,000	$13.55	$54,200	1,512,975	+0.27%	plan?
Mar 31, 2015 PForm 4 →	Apr 2, 9:50 am EDT	Alcentra Capital CorpABDC	13,406	$13.63	$182,706	1,508,975	+0.90%	plan?
Mar 27, 2015 PForm 4 →	Mar 31, 10:20 am EDT	Alcentra Capital CorpABDC	11,718	$13.35	$156,480	1,495,569	+0.79%	plan?
Mar 25, 2015 PForm 4 →	Mar 27, 10:31 am EDT	Alcentra Capital CorpABDC	16,426	$13.84	$227,336	1,483,851	+1.12%	plan?
Mar 23, 2015 PForm 4 →	Mar 25, 5:27 pm EDT	Alcentra Capital CorpABDC	16,426	$14.13	$232,031	1,467,425	+1.13%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.