SEC Form 5 · accession 0001181431-15-002527
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 4, 2014 | G | 8,966 | — | D | 0 | I | GRAT 2010-2 |
| Common StockF1,F2,F3 | Nov 17, 2014 | G | 10,000 | — | D | 721,233 | D | |
| Common StockF4 | holding | — | — | — | 53,621 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 82,140 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 82,140 | I | By Family Trust #2 | |
| Common StockF5 | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not Applicable.
- F2Upon termination of GRAT 2010-2, 8,966 shares were distributed directly to beneficiaries of the GRAT, and the remaining 25,652 shares were distributed to the Reporting Person and are reported as directly held.
- F3Upon the termination of GRAT 2010-1, 15,056 shares were distributed to the Reporting Person and are reported as directly held.
- F4Holdings reported as of 12/31/2014.
- F5I disclaim beneficial ownership of these shares.