SEC Form 4 · accession 0001181431-15-003210

Bank of New York Mellon Corp · BNY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman & CFO

Period of report

Feb 20, 2015

Accepted (ET)

Feb 24, 2015 · 4:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001390777

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 20, 2015	A	31,240	$0.00	A	265,281	D
Common Stock^F2	Feb 20, 2015	A	35,945	$0.00	A	301,226	D
Common Stock^F3	Feb 21, 2015	F	4,211	$39.44	D	297,015	D
Common Stock	holding	—	—		—	9,739	I	By Child #1
Common Stock	holding	—	—		—	9,739	I	By Child #2
Common Stock	holding	—	—		—	9,739	I	By Child #3
Common Stock	holding	—	—		—	9,739	I	By Child #4

No Table II lines on this filing.

F1Represents portion of Performance Share Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2015. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest in February 2016 (for the February 2013 award) and February 2017 (for the February 2014 award) and each award remains subject to risk-based adjustment provisions.
F2Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisiions. Vested units will be settled in Common Stock.
F3Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.