SEC Form 4 · accession 0001181431-15-003373
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald L Hassell
Officer — Chairman & CEO · Director
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | F | 48,774 | $39.17 | D | 815,588 | D | |
| Common Stock | holding | — | — | — | 82,140 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 82,140 | I | By Family Trust #2 | |
| Common StockF2 | holding | — | — | — | 53,621 | I | By 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 56,604 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.
- F2Holdings reported as of 12/31/2014.
- F3The Reporting Person disclaims beneficial ownership of these shares.