SEC Form 4 · accession 0001181431-15-003208
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kevin McCarthy
Officer — SEVP & General Counsel · Director
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | A | 19,265 | $0.00 | A | 68,192 | D | |
| Common StockF2 | Feb 21, 2015 | F | 2,728 | $39.44 | D | 65,464 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
- F2Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.