SEC Form 4 · accession 0001181431-15-003525
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley W Von Schack
Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 3,300 | $27.45 | A | 81,748 | D | |
| Common StockF2 | Feb 25, 2015 | S | 2,286 | $39.7152 | D | 79,462 | D | |
| Common Stock | holding | — | — | — | 4,515 | I | By Keough Account | |
| Common Stock | holding | — | — | — | 35,000 | I | By GRAT 2014 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option-2005-Right to BuyF3 | $27.45 | Feb 25, 2015 | M | 3,300 | D | Apr 22, 2006 | Apr 22, 2015 | Common Stock | 3,300 | 0 | D |
Explanation of responses
- F1Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's outside director compensation program in April 2005, which if not exercised were scheduled to expire on April 22, 2015.
- F2Represents the weighted average price of shares sold with actual prices ranging from $39.715 to $39.72. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- F3Not Applicable.