SEC Form 4 · accession 0001181431-15-001960
Bank of New York Mellon Corp · BNY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley W Von Schack
Director
Period of report
Jan 26, 2015
Accepted (ET)
Feb 4, 2015 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 26, 2015 | G | 22,794 | — | D | 0 | I | By GRAT 2012 |
| Common StockF3,F4 | Feb 2, 2015 | A | 1,413 | $36.67 | A | 78,448 | D | |
| Common Stock | holding | — | — | — | 4,515 | I | By Keough Account | |
| Common Stock | holding | — | — | — | 35,000 | I | By GRAT 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not Applicable.
- F2Upon termination of GRAT 2012, a total of 22,794 shares were distributed directly to the beneficiaries of the GRAT, and the remaining 24,579 shares were distributed to the Reporting Person and are reported as directly held.
- F3Phantom stock acquired pursuant to the Elective Deferred Compensation Plan for Directors (Post 12/31/04) payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.
- F4Includes 24,579 shares previously held in GRAT 2012 which were distributed to the Reporting Person and are now owned directly.