SEC Form 4 · accession 0001209191-15-077807

Bank of New York Mellon Corp · BNY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Oct 29, 2015

Accepted (ET)

Nov 2, 2015 · 4:52 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001390777

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 29, 2015	G	3,507	$0.00	D	179,644	D
Common Stock	Oct 29, 2015	M	9,434	$37.09	A	189,078	D
Common Stock^F1	Oct 29, 2015	S	9,434	$42.5388	D	179,644	D
Common Stock	Oct 29, 2015	M	32,581	$22.03	A	212,225	D
Common Stock^F2	Oct 29, 2015	S	32,581	$42.4635	D	179,644	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
03/14/2006 Stock Options^F4,F3	$37.09	Oct 29, 2015	M	9,434	D	Mar 14, 2007	Mar 14, 2016	Common Stock	9,434	0	D
02/23/2012 Stock Options^F4,F5	$22.03	Oct 29, 2015	M	32,581	D	Feb 23, 2013	Feb 22, 2022	Common Stock	32,581	32,580	D

F1Represents the weighted average price of shares sold with actual prices ranging from $42.52 to $42.555. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F2Represents the weighted average price of shares sold with actual prices ranging from $42.415 to $42.55. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
F3Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual increments of one-fourth each beginning on the date indicated.
F4Not Applicable
F5Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant becomes exercisable in annual increments of one-third each beginning on the date indicated.