Company · CIK 0001364742 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

BlackRock Inc. · BLK

Insider activity reported against this company. All insider holders · Files at: ENV, PFSI, PFSI, BlackRock Preferred Partners LLC. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.7M · 7sales $391.8M · 78net −$386.0M

Open-market trades as an insider elsewherebuys $0 · 0sales $13.5M · 4net −$13.5M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 31, 2015 AFForm 4 →	Apr 2, 4:14 pm EDT	John S. VarleyDirector	568	$365.84	$53,778	2,477	—	plan?
Feb 28, 2015 FForm 4 →	Mar 3, 5:20 pm EST	Gary ShedlinCFO & Senior Managing Director	982	$371.42	$364,734	25,759	—	plan?
Feb 23, 2015 GForm 4 →	Feb 25, 4:20 pm EST	Robert L. GoldsteinChief Operating Officer	19	—	—	84,669	—	plan?
Feb 10, 2015 SForm 4 →	Feb 11, 4:29 pm EST	Jeff A SmithSenior Managing Director	500	$366.65	$183,325	29,467	−1.67%	plan?
Feb 9, 2015 GForm 4 →	Feb 11, 4:32 pm EST	Laurence FinkChairman and CEO, Director	17,187	—	—	1,249,221	—	plan?
Feb 9, 2015 SForm 4 →	Feb 11, 4:31 pm EST	Robert L. GoldsteinChief Operating Officer	3,142	$361.20	$1,134,905	84,688	−3.58%	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:58 pm EST	Ryan StorkSenior Managing Director	615	$340.51	$209,414	25,096	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:56 pm EST	Ryan StorkSenior Managing Director	615	$340.51	$209,414	25,096	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:54 pm EST	Joseph FelicianiPrincipal Accounting Officer	1,234	$340.51	$420,189	8,959	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:51 pm EST	Ryan StorkSenior Managing Director	615	$340.51	$209,414	25,096	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:50 pm EST	Mark McCombeSenior Managing Director	716	$340.51	$243,805	36,283	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:49 pm EST	Robert L. GoldsteinChief Operating Officer	3,027	$340.51	$1,030,724	87,830	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:47 pm EST	Robert W FairbairnSenior Managing Director	2,534	$340.51	$862,852	77,222	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:46 pm EST	Robert KapitoPresident, Director	13,341	$340.51	$4,542,744	311,986	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:45 pm EST	David BlumerSenior Managing Director	477	$340.51	$162,423	10,463	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:43 pm EST	Laurence FinkChairman and CEO, Director	18,155	$340.51	$6,181,959	1,266,408	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:42 pm EST	J. Richard KushelSenior Managing Director	2,159	$340.51	$735,161	154,864	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:41 pm EST	Matthew J. MallowGeneral Counsel and Senior MD	1,387	$340.51	$472,287	15,541	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:39 pm EST	Jeff A SmithSenior Managing Director	1,398	$340.51	$476,033	29,967	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:37 pm EST	Charles HallacCo-President	5,725	$340.51	$1,949,420	552,336	—	plan?
Jan 31, 2015 FForm 4 →	Feb 3, 8:35 pm EST	Gary ShedlinCFO & Senior Managing Director	913	$340.51	$310,886	26,741	—	plan?
Jan 26, 2015 SForm 4 →	Jan 28, 4:21 pm EST	Jeff A SmithSenior Managing Director	1,000	$355.40	$355,400	31,365	−3.09%	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:48 pm EST	Jeff A SmithSenior Managing Director	3,344	—	—	32,365	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:47 pm EST	Gary ShedlinCFO & Senior Managing Director	4,144	—	—	27,654	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:46 pm EST	Joseph FelicianiPrincipal Accounting Officer	2,348	—	—	10,193	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:45 pm EST	Robert KapitoPresident, Director	8,928	—	—	325,327	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:44 pm EST	J. Richard KushelSenior Managing Director	4,478	—	—	157,023	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:42 pm EST	Charles HallacCo-President	9,669	—	—	558,061	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:41 pm EST	Laurence FinkChairman and CEO, Director	11,618	—	—	1,284,563	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:39 pm EST	David BlumerSenior Managing Director	3,162	—	—	10,940	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:37 pm EST	Matthew J. MallowGeneral Counsel and Senior MD	3,853	—	—	16,928	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:36 pm EST	Robert L. GoldsteinChief Operating Officer	5,889	—	—	90,857	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:34 pm EST	Ryan StorkSenior Managing Director	2,381	—	—	25,711	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:32 pm EST	Robert W FairbairnSenior Managing Director	4,653	—	—	79,756	—	plan?
Jan 16, 2015 AForm 4 →	Jan 21, 5:29 pm EST	Mark McCombeSenior Managing Director	3,635	—	—	36,999	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:46 pm EST	John S. VarleyDirector	11	—	—	2,203	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:45 pm EST	Thomas H ObrienDirector	17	—	—	15,111	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:43 pm EST	Susan WagnerDirector	18	—	—	510,203	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:42 pm EST	Ivan G SeidenbergDirector	82	—	—	10,492	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:41 pm EST	Domit Marco Antonio SlimDirector	56	—	—	2,468	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:39 pm EST	David H KomanskyDirector	17	—	—	8,954	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:38 pm EST	James GrosfeldDirector	75	—	—	527,531	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:37 pm EST	Murry GerberDirector	18	—	—	38,525	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:36 pm EST	Fabrizio FredaDirector	63	—	—	1,824	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:35 pm EST	Jessica P EinhornDirector	18	—	—	1,291	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:33 pm EST	Pamela DaleyDirector	75	—	—	803	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:31 pm EST	Mathis CabiallavettaDirector	21	—	—	1,916	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:29 pm EST	Deryck C MaughanDirector	77	—	—	9,042	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:28 pm EST	Abdlatif Yousef Al-HamadDirector	46	—	—	4,757	—	plan?
Dec 31, 2014 AForm 4 →	Jan 5, 2015, 4:26 pm EST	Cheryl D MillsDirector	18	—	—	622	—	plan?
Dec 16, 2014 GForm 5 →	Jan 14, 2015, 8:26 am EST	PNC BANCORP INC.10% Owner	235,229	—	—	34,545,406	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 5, 2016 MForm 4 →	Aug 9, 4:38 pm EDT	Susan WagnerDirector	13,076	—	—	0	—
Aug 3, 2016 MForm 4 →	Aug 5, 4:02 pm EDT	Susan WagnerDirector	25,000	—	—	13,076	—
Jul 29, 2016 MForm 4 →	Aug 2, 4:37 pm EDT	Susan WagnerDirector	79,346	—	—	38,076	—
Jul 15, 2016 MForm 4 →	Jul 18, 6:39 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	0	—
Jun 1, 2016 MForm 4 →	Jun 3, 4:00 pm EDT	Susan WagnerDirector	8,665	—	—	117,422	—
May 31, 2016 MForm 4 →	Jun 1, 4:47 pm EDT	J. Richard KushelSenior Managing Director	8,007	—	—	8,000	—
Apr 15, 2016 MForm 4 →	Apr 19, 6:00 pm EDT	J. Richard KushelSenior Managing Director	8,000	—	—	16,007	—
Feb 26, 2016 MForm 4 →	Mar 1, 6:10 pm EST	J. Richard KushelSenior Managing Director	4,000	—	—	24,007	—
Oct 26, 2015 MForm 4 →	Oct 28, 4:17 pm EDT	Robert KapitoPresident, Director	148,160	—	—	0	—
Aug 31, 2015 MForm 4 →	Sep 2, 4:01 pm EDT	Robert KapitoPresident, Director	61,949	—	—	148,160	—
Aug 5, 2015 MForm 4 →	Aug 6, 4:27 pm EDT	Laurence FinkChairman and CEO, Director	19,200	—	—	0	—
Jul 31, 2015 MForm 4 →	Aug 4, 5:48 pm EDT	Laurence FinkChairman and CEO, Director	23,730	—	—	19,200	—
Jul 28, 2015 MForm 4 →	Jul 30, 5:56 pm EDT	Laurence FinkChairman and CEO, Director	218,661	—	—	42,930	—
Jul 21, 2015 MForm 4 →	Jul 23, 6:31 pm EDT	Laurence FinkChairman and CEO, Director	102,722	—	—	261,591	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	15,560,647	—	plan?
Jun 30, 2015 SForm 4/A →	Jul 27, 1:55 pm EDT	BlackRock Preferred Partners LLCno symbol	84,000	$10.43	$876,120	485,980	−14.7%	plan?
Jun 30, 2015 SForm 4 →	Jul 1, 9:01 am EDT	BlackRock Preferred Partners LLCno symbol	84,000	—	—	485,980	—	plan? amended
Mar 31, 2015 SForm 4/A →	Apr 28, 1:56 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	$10.57	$4,228,000	569,980	−41.2%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:14 pm EDT	BlackRock Preferred Partners LLCno symbol	400,000	—	—	569,980	—	plan? amended
Dec 31, 2014 SForm 4/A →	Jan 29, 2015, 10:08 am EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.29	$4,116,000	969,980	−29.2%	plan?
Dec 31, 2014 SForm 4 →	Jan 5, 2015, 4:10 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	—	—	969,980	—	plan? amended
Sep 30, 2014 SForm 4/A →	Jan 7, 2015, 4:34 pm EST	BlackRock Preferred Partners LLCno symbol	400,000	$10.75	$4,300,000	1,369,980	−22.6%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 1, 2018 CForm 4 →	Nov 5, 9:55 pm EST	PennyMac Financial Services, Inc.PFSI	13,760,647	—	—	0	—
Nov 1, 2018 CForm 4 →	Nov 5, 9:31 pm EST	PNMAC Holdings, Inc.PFSI	13,760,647	—	—	0	—