SEC Form 4 · accession 0001127602-15-002363
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Mallow
Officer — General Counsel and Senior MD
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 16, 2015 | A | 3,853 | $0.00 | A | 16,928 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects an award value of $1,325,000 converted to a number of Restricted Stock Units by dividing the approved award value by $343.855, which was the average of the high and low price per share of Common Stock on January 16, 2015. This grant was approved by the Management Development and Compensation Committee on January 13, 2015. Restricted Stock Units vest in installments with 33% vesting on 1/31/16, 33% vesting on 1/31/17 and 34% vesting on 1/31/18.
- F2Includes 222.96 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes (i) 3,439 Restricted Stock Units vesting in installments on 1/31/15 and 1/31/16, (ii) 4,544 Restricted Stock Units vesting in installments on 1/31/15, 1/31/16 and 1/31/17, (iii) 3,853 Restricted Stock Units vesting on 1/31/16, 1/31/17 and 1/31/18 and (iv) 1,723 Restricted Stock Units vesting on 1/31/17. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.