SEC Form 4 · accession 0001127602-15-004203
BlackRock Inc. · BLK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J. Mallow
Officer — General Counsel and Senior MD
Period of report
Jan 31, 2015
Accepted (ET)
Feb 3, 2015 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001364742
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2015 | F | 1,387 | $340.51 | D | 15,541 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units granted under the Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan.
- F2Includes 222.96 shares of Common Stock acquired by the reporting person under the BlackRock, Inc. Employee Stock Purchase Plan. Also includes (i) 1,720 Restricted Stock Units vesting on 1/31/16, (ii) 3,030 Restricted Stock Units vesting in installments on 1/31/16 and 1/31/17, (iii) 3,853 Restricted Stock Units vesting on 1/31/16, 1/31/17 and 1/31/18 and (iv) 1,723 Restricted Stock Units vesting on 1/31/17. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.