Company · CIK 0001270436 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE

Cohen & Co Inc. · COHN

Insider activity reported against this company. All insider holders · Files at: CCCT. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $1.1M · 3sales $3.5M · 4net −$2.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 5, 2026 SForm 4 →	Aug 7, 5:08 pm EDT	Joseph W. Pooler Jr.EVP, CFO and Treasurer	8,795	$11.71	$102,966	60,278	−12.7%
Jul 17, 2026 GForm 4 →	Jul 17, 4:05 pm EDT	Daniel G CohenExecutive Chairman, Director, 10% Owner	17,600	—	—	107,157	—
Feb 13, 2019 AForm 4 →	Feb 14, 4:18 pm EST	Lester Raymond BrafmanChief Executive Officer	27,500	—	—	69,537	—	plan?
Feb 13, 2019 AForm 4 →	Feb 14, 4:17 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	9,375	—	—	40,076	—	plan?
Jan 31, 2019 FForm 4 →	Feb 5, 4:33 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	3,036	$8.15	$24,743	41,415	—	plan? late
Jan 31, 2019 FForm 4 →	Feb 5, 4:32 pm EST	Douglas ListmanChief Accounting Officer	491	$8.15	$4,002	8,507	—	plan? late
Jan 31, 2019 FForm 4 →	Feb 5, 4:30 pm EST	Lester Raymond BrafmanChief Exectuive Officer	7,119	$8.15	$58,020	42,037	—	plan? late
Aug 29, 2018 DForm 4 →	Sep 6, 4:29 pm EDT	Jack HaraburdaDirector	17,555	$10.00	$175,550	6,274	—	plan? late
Feb 21, 2018 AForm 4 →	Feb 23, 4:30 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	4,785	—	—	44,451	—	plan?
Feb 21, 2018 AForm 4 →	Feb 23, 4:29 pm EST	Lester Raymond BrafmanChief Executive Officer, 10% Owner	19,139	—	—	349,156	—	plan?
Feb 21, 2018 AForm 4 →	Feb 23, 4:29 pm EST	Daniel G CohenChairman and CE Europe, Director, 10% Owner	40,191	—	—	64,113	—	plan?
Jan 31, 2018 FForm 4 →	Feb 16, 4:30 pm EST	Douglas ListmanChief Accounting Officer	444	$9.92	$4,404	8,998	—	plan? late
Jan 31, 2018 FForm 4 →	Feb 16, 4:30 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	4,233	$9.92	$41,987	39,666	—	plan? late
Jan 4, 2018 PForm 4 →	Jan 5, 4:56 pm EST	Christopher Ricciardi10% Owner	20,000	$15.00	$300,000	76,240	+35.6%	plan?
Jan 4, 2018 PForm 4 →	Jan 5, 4:56 pm EST	Stephanie Ricciardi10% Owner	20,000	$15.00	$300,000	75,000	+36.4%	plan?
Dec 19, 2017 SForm 4 →	Dec 20, 5:31 pm EST	Daniel G CohenVice Chairman and CE Europe, Director, 10% Owner	15,881	$8.00	$127,048	23,922	−39.9%	plan?
Dec 18, 2017 DForm 4 →	Dec 19, 5:01 pm EST	James McEnteeDirector	27,346	$10.00	$273,460	0	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:52 pm EST	Neil S SubinDirector	41,667	—	—	299,190	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:52 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	79,545	—	—	439,004	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:51 pm EST	Douglas ListmanChief Accounting Officer	25,000	—	—	94,420	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:51 pm EST	Lester Raymond BrafmanChief Executive Officer	136,364	—	—	3,300,171	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:51 pm EST	James McEnteeDirector	41,667	—	—	273,461	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:50 pm EST	Diana Louise LibertoDirector	41,667	—	—	103,395	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:50 pm EST	Jack HaraburdaDirector	41,667	—	—	238,285	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:49 pm EST	Jack DiMaioDirector	41,667	—	—	156,332	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:49 pm EST	G Steven DawsonDirector	41,667	—	—	103,395	—	plan?
Feb 17, 2017 AForm 4 →	Feb 21, 2:48 pm EST	Thomas CostelloDirector	41,667	—	—	238,485	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 10:47 am EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	27,396	$1.27	$34,793	359,459	—	plan?
Jan 31, 2017 FForm 4 →	Feb 2, 10:46 am EST	Lester Raymond BrafmanChief Executive Officer	49,595	$1.27	$62,986	3,163,807	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:34 pm EST	G Steven DawsonDirector	61,728	—	—	61,728	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:34 pm EST	Diana Louise LibertoDirector	61,728	—	—	61,728	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:33 pm EST	Neil S SubinDirector	61,728	—	—	257,523	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:33 pm EST	Thomas CostelloDirector	61,728	—	—	196,818	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:33 pm EST	James McEnteeDirector	61,728	—	—	231,794	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:33 pm EST	Jack DiMaioDirector	61,728	—	—	114,665	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:32 pm EST	Jack HaraburdaDirector	61,728	—	—	196,618	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:31 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	92,593	—	—	279,712	—	plan?
Feb 12, 2016 AForm 4 →	Feb 16, 12:30 pm EST	Lester Raymond BrafmanChief Executive Officer	154,321	—	—	213,402	—	plan?
Jan 31, 2016 FForm 4 →	Feb 3, 4:47 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	9,024	$1.11	$10,017	187,119	—	plan? late
Jan 31, 2016 FForm 4 →	Feb 3, 4:45 pm EST	Lester Raymond BrafmanChief Executive Officer	16,677	$1.11	$18,511	59,081	—	plan? late
Nov 5, 2015 PForm 4 →	Nov 6, 1:59 pm EST	Christopher RicciardiDirector	250,000	$2.00	$500,000	262,403	+2,016%	plan?
Oct 16, 2015 DForm 4 →	Oct 19, 9:51 am EDT	Christopher RicciardiDirector	1,935,025	$2.00	$3,870,050	0	—	plan?
Oct 16, 2015 DForm 4 →	Oct 19, 9:51 am EDT	Stephanie RicciardiOther	1,887,460	$2.00	$3,774,920	0	—	plan?
Aug 28, 2015 SForm 4 →	Aug 28, 5:00 pm EDT	Mead Park Capital Partners LLC10% Owner	1,461,876	$1.33	$1,944,295	487,291	−75.0%	plan?
Aug 28, 2015 SForm 4 →	Aug 28, 5:00 pm EDT	Jack DiMaioDirector	974,585	$1.33	$1,296,198	0	−100%	plan?
Feb 12, 2015 AForm 4 →	Feb 17, 9:23 pm EST	Lester Raymond BrafmanChief Executive Officer	75,758	—	—	75,758	—	plan?
Feb 12, 2015 AForm 4 →	Feb 17, 9:21 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	45,455	—	—	196,143	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:32 am EST	Jack HaraburdaDirector	30,303	—	—	134,890	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:28 am EST	G Steven DawsonDirector	30,303	—	—	72,168	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:27 am EST	Thomas CostelloDirector	30,303	—	—	135,090	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:24 am EST	Christopher RicciardiDirector, 10% Owner	30,303	—	—	1,411,689	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:20 am EST	Jack DiMaioDirector, 10% Owner	30,303	—	—	52,937	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:17 am EST	Neil S SubinDirector	30,303	—	—	195,795	—	plan?
Feb 4, 2015 AForm 4 →	Feb 6, 10:14 am EST	Joseph M DonovanDirector	30,303	—	—	179,746	—	plan?
Dec 31, 2014 FForm 4 →	Jan 5, 2015, 1:39 pm EST	Joseph W. Pooler Jr.EVP, CFO and Treasurer	6,022	$1.65	$9,936	150,688	—	plan?
Apr 10, 2014 GForm 5 →	Feb 2, 2015, 1:15 pm EST	Daniel G CohenVC, Pres. & Chief Exec. Europe, Director, 10% Owner	75,000	—	—	398,039	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Feb 13, 2019 AForm 4 →	Feb 15, 4:31 pm EST	Daniel G CohenChairman and CE Europe, Director, 10% Owner	550,000	—	—	5,533,557	—
Aug 28, 2015 SForm 4 →	Aug 28, 5:00 pm EDT	Mead Park Capital Partners LLC10% Owner	—	—	—	—	—
Aug 28, 2015 SForm 4 →	Aug 28, 5:00 pm EDT	Jack DiMaioDirector	—	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

No reported common-stock activity in this period.

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.