SEC Form 4 · accession 0001104659-17-074365
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Cohen
Officer — Vice Chairman and CE Europe · Director · 10% Owner
Period of report
Dec 19, 2017
Accepted (ET)
Dec 20, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 19, 2017 | S | 15,881 | $8.00 | D | 23,922 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 80,000 | I | By EBC 2013 Family Trust |
Table II — derivative securities
No Table II lines on this filing.