SEC Form 4 · accession 0001104659-15-076617
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Ricciardi
Director
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 1:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 | Nov 5, 2015 | P | 82,000 | $2.00 | A | 94,403 | D | |
| Common Stock, par value $0.001 | Nov 5, 2015 | P | 80,300 | $2.00 | A | 174,703 | D | |
| Common Stock, par value $0.001 | Nov 5, 2015 | P | 56,500 | $2.00 | A | 231,203 | D | |
| Common Stock, par value $0.001 | Nov 6, 2015 | P | 31,200 | $2.00 | A | 262,403 | D |
Table II — derivative securities
No Table II lines on this filing.