SEC Form 4 · accession 0001209191-15-000617
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W. Pooler Jr.
Officer — EVP, CFO and Treasurer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Dec 31, 2014 | F | 6,022 | $1.65 | D | 150,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on December 31, 2014, of 17,500 shares of restricted stock granted to the reporting person under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan.