SEC Form 4 · accession 0001104659-18-011717
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Cohen
Officer — Chairman and CE Europe · Director · 10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 21, 2018 | A | 40,191 | $0.00 | A | 64,113 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 80,000 | I | By EBC 2013 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Cohen was awarded 40,191 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to half of the Restricted Shares on January 31, 2019 and expire with respect to the remaining half of the Restricted Shares on January 31, 2020.