SEC Form 4 · accession 0001104659-17-010526
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack DiMaio
Director
Period of report
Feb 17, 2017
Accepted (ET)
Feb 21, 2017 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Feb 17, 2017 | A | 41,667 | $0.00 | A | 156,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. DiMaio was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.