SEC Form 4 · accession 0001104659-18-001001
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Ricciardi
10% Owner
Period of report
Jan 4, 2018
Accepted (ET)
Jan 5, 2018 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Jan 4, 2018 | P | 20,000 | $15.00 | A | 75,000 | D | |
| Common Stock, par value $0.01F1 | holding | — | — | — | 1,240 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person and her spouse hold 75,000 shares jointly. The reporting person's spouse holds 1,240 shares individually.