SEC Form 4 · accession 0001104659-26-092781
Cohen & Co Inc. · COHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W. Pooler Jr.
Officer — EVP, CFO and Treasurer
Period of report
Aug 5, 2026
Accepted (ET)
Aug 7, 2026 · 5:08 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001270436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Aug 5, 2026 | S | 7,295 | $11.75 | D | 61,778 | D | |
| Common Stock, par value $0.01 per shareF2 | Aug 6, 2026 | S | 1,500 | $11.50 | D | 60,278 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.50 to $12.50, inclusive. The reporting person undertakes to provide to Cohen & Company Inc., any security holder of Cohen & Company Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2These shares were sold in multiple transactions, each at a price of $15.00.