Insider · CIK 0001185533

Mario J Gabelli

Files at: LGL, AC, GGO.A, INAP, FWONA, GLU, GDL, GBL and 16 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $87.4M · 58sales $4.9M · 30net $82.5M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 2, 2016 SForm 4 →	Nov 3, 5:04 pm EDT	Gabelli Go Anywhere TrustGGO	154,635	$20.00	$3,092,700	0	−100%	plan? amended
Nov 2, 2016 PForm 4 →	Nov 3, 5:04 pm EDT	Gabelli Go Anywhere TrustGGO	674,211	$20.00	$13,484,220	958,746	+237%	plan? amended
Oct 11, 2016 SForm 4 →	Oct 13, 5:57 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	700	$19.09	$13,363	130,306	−0.53%	plan?
Sep 20, 2016 PForm 4 →	Sep 22, 3:04 pm EDT	GDL FUNDGDL.B	168,400	$50.40	$8,487,360	488,400	+52.6%	plan?
Sep 6, 2016 PForm 4 →	Sep 9, 10:57 am EDT	Gabelli Go Anywhere TrustGGO/GGO.A	709,268	$24.25	$17,199,749	30,927	—	plan? late
Aug 8, 2016 SForm 4 →	Aug 10, 12:35 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	1,324	$51.12	$67,683	0	−100%	plan?
Jul 5, 2016 SForm 4 →	Jul 7, 4:51 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	999	$51.05	$50,999	0	−100%	plan?
Jun 13, 2016 PForm 4 →	Jun 14, 3:56 pm EDT	Associated Capital Group, Inc.AC	1,851	$28.49	$52,726	1,851	—	plan?
Jun 13, 2016 PForm 4 →	Jun 14, 3:50 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	2,000	$34.38	$68,769	2,000	—	plan?
Apr 22, 2016 GForm 4 →	Apr 25, 2:07 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	10,000	—	—	0	—	plan?
Apr 19, 2016 ADGForm 4 →	Apr 21, 3:55 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	23,000	—	—	30,000	—	plan?
Mar 30, 2016 GForm 4 →	Mar 31, 3:09 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	2,000	—	—	33,000	—	plan?
Mar 2, 2016 GForm 4 →	Mar 3, 3:07 pm EST	GAMCO INVESTORS, INC. ET ALGBL	5,000	—	—	35,000	—	plan?
Feb 29, 2016 GForm 4 →	Feb 29, 1:46 pm EST	GAMCO INVESTORS, INC. ET ALGBL	5,000	—	—	40,000	—	plan?
Feb 16, 2016 SForm 4 →	Feb 17, 5:17 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	325	$50.85	$16,526	999	−24.5%	plan?
Feb 12, 2016 ADGJForm 4 →	Feb 24, 3:09 pm EST	GAMCO INVESTORS, INC. ET ALGBL	265,000	—	—	45,000	—	plan? late
Feb 8, 2016 JForm 4 →	Jul 13, 6:42 pm EDT	GDL FUNDGDL.B	320,000	—	—	320,000	—	plan? late
Dec 30, 2015 SForm 4 →	Jan 4, 2016, 3:47 pm EST	GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV	10,000	$4.86	$48,590	870,549	−1.14%	plan?
Dec 30, 2015 ADGForm 4 →	Dec 31, 2:21 pm EST	GAMCO INVESTORS, INC. ET ALGBL	120,000	—	—	0	—	plan?
Dec 29, 2015 SForm 4 →	Dec 30, 12:19 pm EST	GABELLI CONVERTIBLE & INCOME SECURITIES FUND INCGCV	10,000	$4.87	$48,709	880,549	−1.12%	plan?
Dec 7, 2015 GForm 4 →	Dec 8, 1:18 pm EST	GAMCO INVESTORS, INC. ET ALGBL	10,000	—	—	0	—	plan?
Nov 30, 2015 PForm 4 →	Dec 1, 11:22 am EST	Gabelli Global Small & Mid Cap Value TrustGGZ	5,000	$10.50	$52,500	15,000	+50.0%	plan?
Nov 27, 2015 AForm 4 →	Dec 1, 5:46 pm EST	GAMCO INVESTORS, INC. ET ALGBL	4,393,055	$34.14	$149,999,984	4,393,055	—	plan?
Nov 24, 2015 SForm 4 →	Nov 25, 11:23 am EST	Gabelli Global Small & Mid Cap Value TrustGGZ	1,300	$10.31	$13,403	1,654,233	−0.08%	plan?
Nov 17, 2015 PForm 4 →	Nov 17, 6:33 pm EST	Gabelli Global Small & Mid Cap Value TrustGGZ	1,600,000	$11.50	$18,400,000	1,655,533	+2,881%	plan?
Nov 12, 2015 JForm 4/A →	Dec 1, 5:48 pm EST	Associated Capital Group, Inc.AC	6,247,452	—	—	10,000	—	plan?
Nov 12, 2015 JForm 4 →	Nov 16, 7:36 pm EST	Associated Capital Group, Inc.no symbol	6,247,452	—	—	10,000	—	plan? amended
Nov 9, 2015 GForm 4 →	Nov 10, 2:37 pm EST	GAMCO INVESTORS, INC. ET ALGBL	5,000	—	—	10,000	—	plan?
Oct 29, 2015 GForm 4 →	Oct 30, 2:36 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	5,000	—	—	15,000	—	plan?
Sep 23, 2015 GForm 4 →	Sep 23, 5:25 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	10,000	—	—	20,000	—	plan?
Sep 10, 2015 ADForm 4 →	Sep 10, 3:45 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	40,000	—	—	30,000	—	plan?
Aug 28, 2015 GForm 4 →	Sep 1, 10:23 am EDT	GAMCO INVESTORS, INC. ET ALGBL	44,000	—	—	343,295	—	plan?
Aug 28, 2015 SForm 4 →	Aug 31, 3:17 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU	1,403	$16.90	$23,708	0	−100%	plan?
Aug 25, 2015 JForm 4 →	Aug 27, 2:44 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	175,465	—	—	375,295	—	plan?
Aug 17, 2015 PForm 4 →	Aug 18, 1:46 pm EDT	GDL FUNDGDL	1,844	$10.18	$18,772	172,867	+1.08%	plan?
Aug 12, 2015 PForm 4 →	Aug 13, 11:19 am EDT	GDL FUNDGDL	5,000	$10.22	$51,100	171,023	+3.01%	plan?
Aug 11, 2015 PForm 4 →	Aug 12, 11:23 am EDT	GDL FUNDGDL	5,223	$10.24	$53,484	166,023	+3.25%	plan?
Aug 10, 2015 PForm 4 →	Aug 11, 10:03 am EDT	GDL FUNDGDL	4,777	$10.24	$48,916	160,800	+3.06%	plan?
Aug 7, 2015 PForm 4 →	Aug 10, 9:03 am EDT	GDL FUNDGDL	5,393	$10.25	$55,278	156,023	+3.58%	plan?
Aug 6, 2015 PForm 4 →	Aug 7, 5:48 pm EDT	GDL FUNDGDL	7,181	$10.26	$73,671	150,630	+5.01%	plan?
Aug 5, 2015 PForm 4 →	Aug 6, 2:00 pm EDT	GDL FUNDGDL	3,801	$10.26	$38,998	143,448	+2.72%	plan?
Aug 4, 2015 PForm 4 →	Aug 5, 12:35 pm EDT	GDL FUNDGDL	1,100	$10.24	$11,264	139,648	+0.79%	plan?
Aug 3, 2015 PForm 4 →	Aug 4, 4:53 pm EDT	GDL FUNDGDL	2,525	$10.24	$25,856	138,548	+1.86%	plan?
Jun 23, 2015 SForm 4 →	Jun 25, 2:31 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	18,200	$50.17	$913,138	38,964	−31.8%	plan?
Jun 15, 2015 SForm 4 →	Jun 17, 11:10 am EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	1,800	$50.50	$90,894	0	−100%	plan?
Jun 15, 2015 GForm 4 →	Jun 15, 2:53 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	9,000	—	—	0	—	plan?
May 26, 2015 PForm 4 →	May 27, 1:08 pm EDT	GDL FUNDGDL	10,000	$10.45	$104,500	135,797	+7.95%	plan?
May 15, 2015 JForm 4 →	May 18, 12:43 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	174,888	—	—	299,830	—	plan?
May 7, 2015 PForm 4 →	May 8, 2:58 pm EDT	GDL FUNDGDL	2,000	$10.42	$20,845	125,797	+1.62%	plan?
Apr 28, 2015 PForm 4 →	Apr 29, 11:40 am EDT	GDL FUNDGDL	748	$10.38	$7,764	123,797	+0.61%	plan?
Apr 20, 2015 PForm 4 →	Apr 21, 12:01 pm EDT	GDL FUNDGDL	5,000	$10.33	$51,650	123,049	+4.24%	plan?
Apr 17, 2015 PForm 4 →	Apr 20, 11:50 am EDT	GDL FUNDGDL	500	$10.34	$5,170	118,049	+0.43%	plan?
Apr 16, 2015 JForm 4 →	Apr 20, 5:50 pm EDT	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.A	3,600	$50.45	$181,618	1,800	—	plan?
Apr 14, 2015 PForm 4 →	Apr 15, 11:05 am EDT	GDL FUNDGDL	2,100	$10.35	$21,745	136	—	plan?
Apr 2, 2015 GForm 4 →	May 5, 3:07 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	2,000	—	—	30,000	—	plan? late
Mar 25, 2015 JForm 4 →	Mar 25, 4:27 pm EDT	GDL FUNDGDL.B	25,000	$50.00	$1,250,000	0	—	plan?
Mar 16, 2015 GForm 4 →	Mar 17, 4:09 pm EDT	GAMCO INVESTORS, INC. ET ALGBL	12,000	—	—	32,000	—	plan?
Feb 11, 2015 GForm 4 →	Feb 12, 3:20 pm EST	GAMCO INVESTORS, INC. ET ALGBL	1,000	—	—	35,000	—	plan?
Feb 9, 2015 ADGForm 4 →	Feb 10, 3:55 pm EST	GAMCO INVESTORS, INC. ET ALGBL	30,000	—	—	10,000	—	plan?
Feb 5, 2015 ADForm 4 →	Feb 6, 2:39 pm EST	GAMCO INVESTORS, INC. ET ALGBL	20,000	—	—	10,000	—	plan?
Dec 18, 2014 JForm 4 →	Jul 13, 2016, 5:36 pm EDT	GDL FUNDGDL.B	105,000	—	—	0	—	plan? late

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 16, 2026 XForm 4 →	Jul 20, 4:05 pm EDT	LGL GROUP INCLGL	1,194,252	—	—	0	—
Jun 15, 2026 SForm 4 →	Jun 16, 4:09 pm EDT	LGL GROUP INCLGL	10,342	$0.012	$124	660,326	—
Feb 27, 2019 DForm 4 →	Feb 28, 4:13 pm EST	Associated Capital Group, Inc.AC	31,363	—	—	18,765,673	—
Apr 10, 2018 DForm 4 →	Apr 12, 9:44 am EDT	Associated Capital Group, Inc.AC	130,000	—	—	18,797,036	—
Nov 15, 2017 XForm 4 →	Nov 16, 2:39 pm EST	LGL GROUP INCLGL	1,388,451	—	—	0	—	amended
Sep 5, 2017 JForm 4 →	Sep 25, 2:58 pm EDT	LGL GROUP INCLGL	1,388,451	—	—	290,268	—	late
Feb 12, 2016 JForm 4 →	Feb 24, 2:53 pm EST	Associated Capital Group, Inc.AC	160,000	—	—	18,927,036	—	late
Nov 12, 2015 JForm 4/A →	Dec 1, 5:48 pm EST	Associated Capital Group, Inc.AC	19,196,792	—	—	18,767,036	—
Nov 12, 2015 JForm 4 →	Nov 16, 7:36 pm EST	Associated Capital Group, Inc.no symbol	19,196,792	—	—	18,767,036	—	amended