SEC Form 4 · accession 0001271163-15-000060
GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC · GCV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · Other
Period of report
Dec 29, 2015
Accepted (ET)
Dec 30, 2015 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000845611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001F1 | Dec 29, 2015 | S | 10,000 | $4.8709 | D | 880,549 | I | GGCP, Inc. |
| Common Stock, Par Value $0.001 | holding | — | — | — | 426,427 | D | ||
| Common Stock, Par Value $0.001F2 | holding | — | — | — | 199,999 | I | Gabelli Securities, Inc. | |
| Common Stock, Par Value $0.001F3 | holding | — | — | — | 10,000 | I | MJG IV Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported reflect the total shares owned by GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interests.
- F2The shares reported reflect the total shares owned by Gabelli Securities, Inc. (GSI), a majority owned subsidiary of GAMCO Investors, Inc. (GAMCO). Mr. Gabelli, GAMCO, and GGCP have less than a 100% interest in GSI and disclaim beneficial ownership of the shares owned by this entity which are in excess of their indirect pecuniary interests.
- F3The shares reported reflect the total shares owned by MJG IV Limited Partnership, a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares owned by this entity which are in excess of his indirect pecuniary interest.