SEC Form 4 · accession 0001271163-16-000102
Gabelli Go Anywhere Trust · GGO.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mario J Gabelli
Director · 10% Owner · Other
Period of report
Nov 2, 2016
Accepted (ET)
Nov 3, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635193
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 2, 2016 | P | 674,211 | $20.00 | A | 958,746 | D | |
| Common SharesF2,F3 | Nov 2, 2016 | S | 61,854 | $20.00 | D | 0 | I | MJG Management LLC |
| Common SharesF2,F4 | Nov 2, 2016 | S | 92,781 | $20.00 | D | 0 | I | E3M, LLC |
| Common SharesF5 | holding | — | — | — | 92,781 | I | Associated Capital Group, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares were purchased through a private transaction
- F2Common shares sold were part of the Reporting Person's above purchase
- F3The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- F4The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
- F5The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.