SEC Form 4 · accession 0001271163-15-000035
GABELLI GLOBAL UTILITY & INCOME TRUST · GLU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Other
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 3:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001282957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, Par Value $0.001F1 | Aug 28, 2015 | S | 1,403 | $16.9018 | D | 0 | I | Trust Accounts |
| Common Shares, Par Value $0.001F2 | holding | — | — | — | 1,791 | I | Trust Account | |
| Common Shares, Par Value $0.001F3 | holding | — | — | — | 3,464 | I | MJG Management LLC | |
| Common Shares, Par Value $0.001F4 | holding | — | — | — | 3,546 | I | E3M, LLC | |
| Common Shares, Par Value $0.001F5 | holding | — | — | — | 228,655 | I | GAMCO Investors, Inc. | |
| Common Shares, Par Value $0.001 | holding | — | — | — | 1,728 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
- F2The shares reported reflect the total shares owned by a trust account established by Mario J. Gabelli.
- F3The shares reported reflect the total shares owned by MJG Management, LLC a limited liability company for which Mr. Gabelli serves as the member.
- F4The shares reported reflect the total shares owned by E3M, LLC for which Mario J. Gabelli serves as a member.
- F5The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.