SEC Form 4 · accession 0001271163-16-000087
GDL FUND · GDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario J Gabelli
Director · 10% Owner · Other
Period of report
Feb 8, 2016
Accepted (ET)
Jul 13, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001378701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series B Cumulative Puttable and Callable Preferred Shares | Feb 8, 2016 | J | 320,000 | $0.00 | A | 320,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares being reported were transferred from four separate trust accounts and are now directly held by the reporting person.