Company · CIK 0001137774 · SIC 6311 — Life Insurance · NYSE

PRUDENTIAL FINANCIAL INC · PRU

Insider activity reported against this company. All insider holders · Files at: PGIM, TYG, TTP, EMO, CBA, NTG, KED, KYE and 1 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $617k · 6sales $179.2M · 57net −$178.6M

Open-market trades as an insider elsewherebuys $1541000.12B · 4sales $0 · 0net $1541000.12B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 10, 2015 MForm 4/A →	May 5, 3:29 pm EDT	Stephen PelletierExecutive Vice President	4,117	—	—	4,117	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:49 pm EST	Sharon C TaylorSenior Vice President	6,426	$78.08	$120,165	55,767	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:47 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	65,258	$78.08	$1,491,562	338,388	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:45 pm EST	Nicholas C SilitchSenior Vice President	904	$78.08	$22,409	2,727	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:44 pm EST	Scott SleysterSenior Vice President	6,078	$78.08	$113,763	21,146	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Stephen PelletierExecutive Vice President	4,739	$78.08	$94,477	2,319	—	plan? amended
Feb 10, 2015 FMForm 4 →	Feb 12, 6:42 pm EST	Barbara KosterSenior Vice President	5,720	$78.08	$107,438	33,154	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Mark B GrierVice Chairman, Director	50,249	$78.08	$1,125,211	300,328	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:40 pm EST	Charles F LowreyExecutive Vice President	31,985	$78.08	$801,491	62,820	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Robert FalzonEVP and CFO	3,573	$78.08	$66,993	23,602	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:37 pm EST	Richard F LambertSenior Vice President	370	$78.08	$7,652	7,044	—	plan?
Feb 10, 2015 FMForm 4 →	Feb 12, 6:36 pm EST	Susan L BlountEVP & General Counsel	12,099	$78.08	$223,933	33,737	—	plan?
Feb 1, 2015 DMForm 4 →	Feb 3, 4:19 pm EST	James A UnruhDirector	62	$75.88	$4,705	29,656	—	plan?
Jan 1, 2015 DMForm 4 →	Jan 5, 1:20 pm EST	James A UnruhDirector	62	$90.46	$5,609	29,656	—	plan?
May 29, 2014 GForm 5 →	Feb 10, 2015, 11:35 am EST	John R Strangfeld Jr.Chief Executive Officer, Director	3,786	—	—	311,336	—	plan?
Oct 30, 2013 PForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	65	$81.72	$5,312	65	—	plan? late
Jun 13, 2012 SForm 4 →	Jul 19, 2018, 2:56 pm EDT	Thomas J Baltimore Jr.Director	315	$54.44	$17,149	0	−100%	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Jun 16, 2016 AForm 4 →	Jun 20, 4:39 pm EDT	Gilbert F CasellasDirector	282	$71.74	$20,231	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:38 pm EDT	James CullenDirector	416	$71.74	$29,844	1,962	—
Jun 16, 2016 AForm 4 →	Jun 20, 4:36 pm EDT	Thomas J Baltimore Jr.Director	344	$71.74	$24,679	1,962	—
May 10, 2016 AForm 4 →	May 12, 4:53 pm EDT	Michael TodmanDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:51 pm EDT	George PazDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:49 pm EDT	Peter R LighteDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:48 pm EDT	Douglas A ScovannerDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:46 pm EDT	Karl J KrapekDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:33 pm EDT	Thomas J Baltimore Jr.Director	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:30 pm EDT	Sandra PianaltoDirector	1,944	—	—	1,944	—
May 10, 2016 AForm 4 →	May 12, 4:27 pm EDT	Martina HundmejeanDirector	1,944	—	—	1,944	—
May 10, 2016 AMForm 4 →	May 12, 4:25 pm EDT	James CullenDirector	3,739	—	—	1,944	—
May 10, 2016 AMForm 4 →	May 12, 4:22 pm EDT	Gilbert F CasellasDirector	3,739	—	—	1,944	—
May 10, 2016 MForm 4 →	May 12, 4:20 pm EDT	Constance J HornerDirector	8,242	—	—	0	—
May 10, 2016 MForm 4 →	May 12, 4:19 pm EDT	Gordon M BethuneDirector	1,795	—	—	0	—
May 10, 2016 AMForm 4 →	May 12, 4:15 pm EDT	Christine A PoonDirector	3,739	—	—	1,944	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:26 pm EDT	Karl J KrapekDirector	917	$72.22	$66,226	23,595	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:22 pm EDT	Thomas J Baltimore Jr.Director	529	$72.22	$38,204	22,745	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:16 pm EDT	Sandra PianaltoDirector	16	$73.36	$1,174	1,729	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:16 pm EDT	Christine A PoonDirector	120	$73.36	$8,803	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:13 pm EDT	Karl J KrapekDirector	401	$73.36	$29,417	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:11 pm EDT	Douglas A ScovannerDirector	86	$73.36	$6,309	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:09 pm EDT	Martina HundmejeanDirector	122	$73.36	$8,950	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:03 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	378	$73.36	$27,730	40,860	—
Mar 17, 2016 AForm 4 →	Mar 21, 5:00 pm EDT	Scott SleysterSenior Vice President	680	$73.36	$49,885	73,349	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:57 pm EDT	Stephen PelletierExecutive Vice President	289	$73.36	$21,201	31,282	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:45 pm EDT	Constance J HornerDirector	76	$73.36	$5,575	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:42 pm EDT	James CullenDirector	402	$73.36	$29,491	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:35 pm EDT	Gilbert F CasellasDirector	271	$73.36	$19,881	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:32 pm EDT	Gordon M BethuneDirector	16	$73.36	$1,174	1,795	—
Mar 17, 2016 AForm 4 →	Mar 21, 4:26 pm EDT	Thomas J Baltimore Jr.Director	309	$73.36	$22,668	1,795	—
Mar 9, 2016 AForm 4 →	Mar 10, 4:09 pm EST	George PazDirector	2,130	$70.41	$149,973	2,130	—
Mar 8, 2016 AForm 4 →	Mar 10, 4:20 pm EST	Michael TodmanDirector	2,133	$70.31	$149,971	2,133	—
Mar 8, 2016 AForm 4 →	Mar 10, 3:58 pm EST	Peter R LighteDirector	2,133	$70.31	$149,971	2,133	—
Feb 12, 2016 MForm 4 →	Feb 17, 2:40 pm EST	Timothy P HarrisEVP and General Counsel	4,175	—	—	0	—
Feb 12, 2016 MForm 4 →	Feb 17, 2:38 pm EST	Robert AxelSVP and Controller	1,670	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 5:04 pm EST	Sharon C TaylorSenior Vice President	34,021	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 5:03 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	197,312	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:58 pm EST	Scott SleysterSenior Vice President	46,484	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:54 pm EST	Nicholas C SilitchSenior Vice President	47,440	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:51 pm EST	Stephen PelletierExecutive Vice President	80,703	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:48 pm EST	Charles F LowreyExecutive Vice President	95,332	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:47 pm EST	Richard F LambertSenior Vice President	26,293	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:45 pm EST	Barbara KosterSenior Vice President	25,850	—	—	0	—
Feb 9, 2016 AForm 4 →	Feb 11, 4:40 pm EST	Timothy P HarrisEVP and General Counsel	33,549	—	—	8,312	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:36 pm EST	Mark B GrierVice Chairman, Director	158,546	—	—	0	—
Feb 9, 2016 AMForm 4 →	Feb 11, 4:34 pm EST	Robert FalzonEVP and CFO	74,055	—	—	0	—
Feb 9, 2016 AForm 4 →	Feb 11, 4:26 pm EST	Robert AxelSVP and Controller	8,388	—	—	2,078	—
Jan 13, 2016 IForm 4 →	Jan 15, 3:37 pm EST	Karl J KrapekDirector	3,884	$73.12	$283,998	22,464	—
Jan 1, 2016 AForm 4 →	Jan 5, 2:14 pm EST	Thomas J Baltimore Jr.Director	469	$81.41	$38,181	22,005	—
Jan 1, 2016 AForm 4 →	Jan 5, 2:10 pm EST	Karl J KrapekDirector	813	$81.41	$66,186	26,348	—
Jan 1, 2016 AForm 4 →	Jan 5, 2:06 pm EST	Douglas A ScovannerDirector	568	$81.41	$46,241	4,129	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:57 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	334	$81.85	$27,338	40,341	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:56 pm EST	Scott SleysterSenior Vice President	601	$81.85	$49,192	72,417	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:55 pm EST	Stephen PelletierExecutive Vice President	256	$81.85	$20,954	30,885	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:53 pm EST	Douglas A ScovannerDirector	73	$81.85	$5,975	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:51 pm EST	Sandra PianaltoDirector	14	$81.85	$1,146	1,712	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:49 pm EST	James CullenDirector	358	$81.85	$29,302	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:48 pm EST	Christine A PoonDirector	107	$81.85	$8,758	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:46 pm EST	Karl J KrapekDirector	383	$81.85	$31,349	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:45 pm EST	Martina HundmejeanDirector	109	$81.85	$8,922	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:43 pm EST	Constance J HornerDirector	69	$81.85	$5,648	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:41 pm EST	Gilbert F CasellasDirector	242	$81.85	$19,808	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:24 pm EST	Gordon M BethuneDirector	15	$81.85	$1,228	1,778	—
Dec 17, 2015 AForm 4 →	Dec 21, 2:23 pm EST	Thomas J Baltimore Jr.Director	272	$81.85	$22,263	1,778	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:07 pm EST	Scott SleysterSenior Vice President	13,431	—	—	0	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:03 pm EST	Mark B GrierVice Chairman, Director	63,669	—	—	0	—
Dec 1, 2015 MForm 4 →	Dec 3, 2:58 pm EST	Barbara KosterSenior Vice President	6,964	—	—	0	—
Nov 15, 2015 MForm 4 →	Nov 17, 3:21 pm EST	Scott SleysterSenior Vice President	1,318	—	—	0	—
Nov 3, 2015 MForm 4 →	Nov 5, 4:15 pm EST	Sharon C TaylorSenior Vice President	14,923	—	—	0	—
Nov 3, 2015 MForm 4 →	Nov 5, 4:09 pm EST	Charles F LowreyExecutive Vice President	7,959	—	—	0	—
Nov 3, 2015 MForm 4 →	Nov 5, 4:02 pm EST	John R Strangfeld Jr.Chief Executive Officer, Director	71,628	—	—	0	—
Oct 1, 2015 AForm 4 →	Oct 5, 12:00 pm EDT	Timothy P HarrisEVP and General Counsel	14,559	—	—	3,863	—
Oct 1, 2015 AForm 4 →	Oct 2, 11:39 am EDT	Thomas J Baltimore Jr.Director	501	$76.21	$38,181	21,353	—
Oct 1, 2015 AForm 4 →	Oct 2, 11:37 am EDT	Karl J KrapekDirector	869	$76.21	$66,226	25,318	—
Oct 1, 2015 AForm 4 →	Oct 2, 11:35 am EDT	Douglas A ScovannerDirector	606	$76.21	$46,183	3,531	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:57 pm EDT	Karl J KrapekDirector	322	$78.19	$25,177	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:56 pm EDT	Christine A PoonDirector	91	$78.19	$7,115	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:54 pm EDT	Sandra PianaltoDirector	12	$78.19	$938	1,698	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:52 pm EDT	Douglas A ScovannerDirector	57	$78.19	$4,457	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:51 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	286	$78.19	$22,362	40,052	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:49 pm EDT	Stephen PelletierExecutive Vice President	219	$78.19	$17,124	30,663	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:47 pm EDT	Scott SleysterSenior Vice President	204	$78.19	$15,951	71,898	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:44 pm EDT	Thomas J Baltimore Jr.Director	229	$78.19	$17,906	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:43 pm EDT	Gordon M BethuneDirector	12	$78.19	$938	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:40 pm EDT	Gilbert F CasellasDirector	207	$78.19	$16,185	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:39 pm EDT	James CullenDirector	307	$78.19	$24,004	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:37 pm EDT	Constance J HornerDirector	58	$78.19	$4,535	1,763	—
Sep 17, 2015 AForm 4 →	Sep 21, 4:35 pm EDT	Martina HundmejeanDirector	93	$78.19	$7,272	1,763	—
Sep 14, 2015 IForm 4 →	Sep 16, 1:15 pm EDT	Scott SleysterSenior Vice President	43,327	$78.51	$3,401,603	71,694	—
Aug 17, 2015 MForm 4 →	Aug 19, 2:36 pm EDT	Stephen PelletierExecutive Vice President	9,690	—	—	33,915	—
Aug 10, 2015 MForm 4 →	Aug 11, 2:36 pm EDT	Richard F LambertSenior Vice President	1,692	—	—	0	—
Jul 1, 2015 AForm 4 →	Jul 1, 4:44 pm EDT	Douglas A ScovannerDirector	461	$87.52	$40,347	2,902	—
Jul 1, 2015 AForm 4 →	Jul 1, 4:39 pm EDT	Karl J KrapekDirector	756	$87.52	$66,165	24,268	—
Jul 1, 2015 AForm 4 →	Jul 1, 4:37 pm EDT	Thomas J Baltimore Jr.Director	437	$87.52	$38,246	20,697	—
Jun 18, 2015 AForm 4 →	Jun 22, 4:56 pm EDT	John R Strangfeld Jr.Chief Executive Officer, Director	249	$89.76	$22,350	39,659	—
Jun 18, 2015 AForm 4 →	Jun 22, 4:51 pm EDT	Stephen PelletierExecutive Vice President	190	$89.76	$17,054	30,362	—
Jun 18, 2015 AForm 4 →	Jun 22, 4:00 pm EDT	Scott SleysterSenior Vice President	177	$89.76	$15,888	28,290	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:55 pm EDT	Christine A PoonDirector	80	$89.76	$7,181	1,750	—
Jun 18, 2015 AForm 4 →	Jun 22, 3:52 pm EDT	Gilbert F CasellasDirector	180	$89.76	$16,157	1,750	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 PForm 4 →	Jul 17, 1:20 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	6,000,000	$10.00	$60,000,000	3,000,000	—
Nov 16, 2018 JForm 4 →	Nov 20, 4:28 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	—	—	0	—	plan?
Oct 16, 2018 PForm 4 →	Oct 18, 3:35 pm EDT	TORTOISE MLP FUND, INC.NTG	48,880,000	$8,224,223.04	$402,000,022,000,000	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 4:44 pm EDT	Kayne Anderson Energy Total Return Fund, Inc.KYE	3,488,257	$1.00	$3,488,257	—	—	plan?
Aug 6, 2018 JForm 4 →	Aug 8, 3:49 pm EDT	KAYNE ANDERSON ENERGY DEVELOPMENT COKED	1,000,000	$25.00	$25,000,000	0	—	plan?
Dec 13, 2017 PForm 4 →	Dec 14, 4:40 pm EST	TORTOISE MLP FUND, INC.NTG	33,600,000	$25,297,620.24	$850,000,040,000,000	—	—	plan?
Sep 25, 2017 PForm 4 →	Sep 26, 1:45 pm EDT	TORTOISE ENERGY INFRASTRUCTURE CORPTYG	25,000,000	$11,560,000.00	$289,000,000,000,000	—	—	plan?
Feb 24, 2016 JForm 4 →	Feb 26, 3:40 pm EST	ClearBridge Energy MLP Fund Inc.CEM	572	$103,085.76	$58,965,056	160	—	plan?
Feb 23, 2016 JForm 4 →	Feb 25, 4:59 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	210	$103,137.18	$21,658,808	24	—	plan?
Feb 17, 2016 JForm 4 →	Feb 19, 2:53 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	150	$103,067.05	$15,460,057	205	—	plan?
Dec 30, 2015 JForm 4 →	Jan 4, 2016, 4:33 pm EST	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA	240	$102,490.00	$24,597,600	140	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.