Company · CIK 0001015780 · SIC 6035 — Savings Institution, Federally Chartered
E TRADE FINANCIAL CORP · ETFC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2017 AForm 4 → | Dec 5, 5:07 pm EST | Richard J CarboneDirector | 207 | — | — | 26,311 | — | plan? |
| Oct 2, 2017 AForm 4 → | Oct 4, 5:03 pm EDT | Shelley B LeibowitzDirector | 745 | — | — | 14,791 | — | plan? |
| Oct 2, 2017 AForm 4 → | Oct 4, 5:03 pm EDT | James P HealyDirector | 745 | — | — | 41,790 | — | plan? |
| Oct 2, 2017 AForm 4 → | Oct 4, 5:03 pm EDT | Richard J CarboneDirector | 688 | — | — | 26,104 | — | plan? |
| Sep 13, 2017 SForm 4 → | Sep 14, 5:08 pm EDT | Karl A RoessnerChief Executive Officer, Director | 8,578 | $40.49 | $347,310 | 217,153 | −3.80% | plan? |
| Sep 13, 2017 SForm 4 → | Sep 14, 5:08 pm EDT | Rodger A LawsonExecutive Chairman, Director | 1,462 | $40.46 | $59,157 | 87,176 | −1.65% | plan? |
| Sep 13, 2017 SForm 4 → | Sep 14, 5:07 pm EDT | Michael John CurcioChief Brokerage Officer | 33,474 | $40.38 | $1,351,611 | 233,677 | −12.5% | plan? |
| Sep 12, 2017 FForm 4 → | Sep 14, 5:08 pm EDT | Karl A RoessnerChief Executive Officer, Director | 6,971 | $40.67 | $283,528 | 225,731 | — | plan? |
| Sep 12, 2017 FForm 4 → | Sep 14, 5:08 pm EDT | Rodger A LawsonExecutive Chairman, Director | 1,385 | $40.67 | $56,331 | 88,638 | — | plan? |
| Sep 12, 2017 FForm 4 → | Sep 14, 5:07 pm EDT | Michael John CurcioChief Brokerage Officer | 43,283 | $40.67 | $1,760,428 | 267,151 | — | plan? |
| Aug 18, 2017 SForm 4 → | Aug 22, 5:04 pm EDT | Karl A RoessnerChief Executive Officer, Director | 14,898 | $39.41 | $587,066 | 232,702 | −6.02% | plan? |
| Aug 18, 2017 SForm 4 → | Aug 22, 5:04 pm EDT | Michael A. PizziChief Financial Officer | 9,977 | $39.41 | $393,178 | 110,142 | −8.31% | plan? |
| Aug 18, 2017 AForm 4 → | Aug 22, 5:04 pm EDT | James P HealyDirector | 253 | — | — | 41,045 | — | plan? |
| Aug 18, 2017 AForm 4 → | Aug 22, 5:04 pm EDT | Richard J CarboneDirector | 253 | — | — | 25,416 | — | plan? |
| Jul 26, 2017 SForm 4 → | Jul 28, 5:00 pm EDT | Brent SimonichPrincipal Accounting Officer | 5,696 | $41.50 | $236,376 | 29,623 | −16.1% | plan? |
| Jul 25, 2017 PForm 4 → | Jul 27, 5:36 pm EDT | James P HealyDirector | 5,000 | $41.97 | $209,855 | 40,792 | +14.0% | plan? |
| Jul 3, 2017 AForm 4 → | Jul 5, 5:50 pm EDT | Shelley B LeibowitzDirector | 964 | — | — | 14,046 | — | plan? |
| Jul 3, 2017 AForm 4 → | Jul 5, 5:50 pm EDT | James P HealyDirector | 1,016 | — | — | 35,792 | — | plan? |
| Jul 3, 2017 AForm 4 → | Jul 5, 5:50 pm EDT | Richard J CarboneDirector | 782 | — | — | 25,163 | — | plan? |
| Jun 1, 2017 FForm 4 → | Jun 5, 6:24 pm EDT | Brent SimonichPrincipal Accounting Officer | 1,862 | $34.85 | $64,884 | 35,319 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:39 pm EDT | Donna L WeaverDirector | 3,777 | — | — | 60,259 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:39 pm EDT | Gary H SternDirector | 3,777 | — | — | 15,500 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:38 pm EDT | Joseph L SclafaniDirector | 3,777 | — | — | 34,304 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:38 pm EDT | Rebecca SaegerDirector | 3,777 | — | — | 26,961 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:38 pm EDT | Shelley B LeibowitzDirector | 3,777 | — | — | 13,082 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:38 pm EDT | James LamDirector | 3,777 | — | — | 23,625 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:38 pm EDT | Frederick Wilkinson KannerDirector | 3,777 | — | — | 44,092 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:37 pm EDT | Kevin T KabatDirector | 5,231 | — | — | 10,135 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:37 pm EDT | James P HealyDirector | 3,777 | — | — | 34,776 | — | plan? |
| May 12, 2017 AForm 4 → | May 16, 5:37 pm EDT | Richard J CarboneDirector | 3,777 | — | — | 24,381 | — | plan? |
| Apr 20, 2017 AForm 4 → | Apr 24, 5:02 pm EDT | Shelley B LeibowitzDirector | 206 | — | — | 9,305 | — | plan? |
| Apr 20, 2017 AForm 4 → | Apr 24, 5:02 pm EDT | James P HealyDirector | 515 | — | — | 30,999 | — | plan? |
| Mar 27, 2017 SForm 4 → | Mar 29, 5:03 pm EDT | Rodger A LawsonExecutive Chairman, Director | 7,947 | $33.03 | $262,521 | 90,023 | −8.11% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 5:32 pm EST | Brent SimonichPrincipal Accounting Officer | 6,968 | $35.60 | $248,061 | 37,181 | −15.8% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 5:22 pm EST | Michael A. PizziChief Financial Officer | 46,910 | $35.60 | $1,670,192 | 120,119 | −28.1% | plan? |
| Feb 10, 2017 MForm 4 → | Feb 14, 5:22 pm EST | Michael A. PizziChief Financial Officer | 11,249 | $14.60 | $164,235 | 167,029 | — | plan? |
| Feb 8, 2017 SForm 4 → | Feb 9, 5:05 pm EST | Karl A RoessnerChief Executive Officer, Director | 16,476 | $34.72 | $572,124 | 247,600 | −6.24% | plan? |
| Feb 7, 2017 FForm 4 → | Feb 9, 5:06 pm EST | Brent SimonichPrincipal Accounting Officer | 958 | $35.20 | $33,722 | 44,149 | — | plan? |
| Feb 7, 2017 FMForm 4 → | Feb 9, 5:05 pm EST | Karl A RoessnerChief Executive Officer, Director | 12,017 | $28.84 | $346,531 | 264,076 | — | plan? |
| Feb 7, 2017 FForm 4 → | Feb 9, 5:05 pm EST | Michael A. PizziChief Financial Officer | 3,312 | $35.20 | $116,582 | 155,780 | — | plan? |
| Feb 7, 2017 FForm 4 → | Feb 9, 5:05 pm EST | Michael FoleyChief Technology & Ops Officer | 4,689 | $35.20 | $165,053 | 89,428 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 5:15 pm EST | Brent SimonichPrincipal Accounting Officer | 16,474 | $34.81 | $125,565 | 45,107 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 5:15 pm EST | Karl A RoessnerChief Executive Officer, Director | 91,518 | $34.78 | $1,349,501 | 268,669 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 5:12 pm EST | Michael A. PizziChief Financial Officer | 56,010 | $34.79 | $747,917 | 159,092 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 5:12 pm EST | Rodger A LawsonExecutive Chairman, Director | 56,563 | $34.97 | $264,618 | 97,970 | — | plan? |
| Feb 3, 2017 AFForm 4 → | Feb 7, 5:12 pm EST | Michael FoleyChief Technology & Ops Officer | 34,642 | $34.79 | $444,846 | 94,117 | — | plan? |
| Feb 3, 2017 AForm 4 → | Feb 7, 5:12 pm EST | Michael John CurcioChief Brokerage Officer | 22,876 | — | — | 310,434 | — | plan? |
| Feb 1, 2017 AForm 4 → | Feb 3, 5:00 pm EST | James P HealyDirector | 766 | — | — | 30,484 | — | plan? |
| Dec 9, 2016 AForm 4 → | Dec 13, 5:07 pm EST | James P HealyDirector | 282 | — | — | 29,718 | — | plan? |
| Nov 14, 2016 SForm 4 → | Nov 16, 5:10 pm EST | Brent SimonichPrincipal Accounting Officer | 7,996 | $32.68 | $261,290 | 35,847 | −18.2% | plan? |
| Nov 1, 2016 AForm 4 → | Nov 3, 5:08 pm EDT | James P HealyDirector | 942 | — | — | 29,436 | — | plan? |
| Sep 12, 2016 AForm 4 → | Sep 14, 5:02 pm EDT | Karl A RoessnerChief Executive Officer | 37,460 | — | — | 254,755 | — | plan? |
| Sep 12, 2016 AForm 4 → | Sep 14, 5:02 pm EDT | Rodger A LawsonDirector | 11,238 | — | — | 56,541 | — | plan? |
| Sep 12, 2016 AForm 4 → | Sep 14, 5:01 pm EDT | Kevin T KabatDirector | 1,236 | — | — | 4,904 | — | plan? |
| Sep 12, 2016 AForm 4 → | Sep 14, 5:01 pm EDT | Michael John CurcioEVP, Chief Brokerage Officer | 287,558 | — | — | 287,558 | — | plan? |
| Aug 1, 2016 AForm 4 → | Aug 3, 5:00 pm EDT | James P HealyDirector | 799 | — | — | 28,494 | — | plan? |
| Jun 16, 2016 AForm 4 → | Jun 20, 5:00 pm EDT | Kevin T KabatDirector | 3,668 | — | — | 3,668 | — | plan? |
| Jun 1, 2016 FForm 4 → | Jun 3, 4:06 pm EDT | Brent SimonichPrincipal Accounting Officer | 1,862 | $27.62 | $51,420 | 43,843 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:19 pm EDT | Rebecca SaegerDirector | 3,954 | — | — | 23,184 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:19 pm EDT | Shelley B LeibowitzDirector | 3,954 | — | — | 9,099 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:03 pm EDT | Donna L WeaverDirector | 3,954 | — | — | 56,482 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:03 pm EDT | Gary H SternDirector | 3,954 | — | — | 11,723 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:03 pm EDT | Joseph L SclafaniDirector | 3,954 | — | — | 30,527 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:02 pm EDT | Rodger A LawsonDirector | 5,931 | — | — | 45,303 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:02 pm EDT | James LamDirector | 3,954 | — | — | 19,848 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:01 pm EDT | Frederick Wilkinson KannerDirector | 3,954 | — | — | 40,315 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:01 pm EDT | James P HealyDirector | 6,721 | — | — | 27,695 | — | plan? |
| May 13, 2016 AForm 4 → | May 17, 5:01 pm EDT | Richard J CarboneDirector | 5,931 | — | — | 20,604 | — | plan? |
| May 2, 2016 AForm 4 → | May 4, 5:02 pm EDT | James P HealyDirector | 692 | — | — | 20,974 | — | plan? |
| Apr 26, 2016 SForm 4 → | Apr 28, 5:04 pm EDT | Brent SimonichPrincipal Accounting Officer | 3,994 | $26.22 | $104,716 | 45,705 | −8.04% | plan? |
| Apr 25, 2016 SForm 4 → | Apr 27, 5:00 pm EDT | Karl A RoessnerEVP & General Counsel | 16,828 | $25.93 | $436,283 | 217,295 | −7.19% | plan? |
| Feb 10, 2016 SForm 4 → | Feb 11, 5:00 pm EST | Karl A RoessnerEVP & General Counsel | 26,510 | $21.24 | $563,102 | 234,123 | −10.2% | plan? |
| Feb 10, 2016 SForm 4 → | Feb 11, 4:59 pm EST | Michael A. PizziEVP & Chief Financial Officer | 22,262 | $21.26 | $473,197 | 146,072 | −13.2% | plan? |
| Feb 9, 2016 FForm 4 → | Feb 11, 5:00 pm EST | Brent SimonichPrincipal Accounting Officer | 1,133 | $20.87 | $23,640 | 49,699 | — | plan? |
| Feb 9, 2016 FForm 4 → | Feb 11, 5:00 pm EST | Karl A RoessnerEVP & General Counsel | 12,992 | $20.87 | $271,078 | 260,633 | — | plan? |
| Feb 9, 2016 FMForm 4 → | Feb 11, 4:59 pm EST | Michael A. PizziEVP & Chief Financial Officer | 8,218 | $16.51 | $135,711 | 168,334 | — | plan? |
| Feb 5, 2016 AFForm 4 → | Feb 9, 5:47 pm EST | Brent SimonichPrincipal Accounting Officer | 16,197 | $23.08 | $73,748 | 50,832 | — | plan? |
| Feb 5, 2016 AFForm 4 → | Feb 9, 5:47 pm EST | Karl A RoessnerEVP & General Counsel | 85,395 | $23.08 | $719,294 | 273,625 | — | plan? |
| Feb 5, 2016 AFForm 4 → | Feb 9, 5:47 pm EST | Michael A. PizziEVP & Chief Financial Officer | 66,205 | $23.08 | $308,997 | 170,396 | — | plan? |
| Feb 5, 2016 AForm 4 → | Feb 9, 5:47 pm EST | Paul IdzikChief Executive Officer, Director | 86,673 | — | — | 536,576 | — | plan? |
| Feb 5, 2016 AFForm 4 → | Feb 9, 5:47 pm EST | David HerbertSVP & Pres, E*TRADE Securities | 18,510 | $23.08 | $52,126 | 60,639 | — | plan? |
| Feb 5, 2016 AFForm 4 → | Feb 9, 5:46 pm EST | Michael FoleyEVP, Chief Admin. Officer | 37,271 | $23.07 | $257,563 | 85,045 | — | plan? |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:11 pm EST | Donna L WeaverDirector | 789 | — | — | 52,528 | — | plan? |
| Feb 1, 2016 AForm 4 → | Feb 3, 5:11 pm EST | James P HealyDirector | 918 | — | — | 20,282 | — | plan? |
| Jan 25, 2016 SForm 4 → | Jan 26, 5:01 pm EST | Paul IdzikChief Executive Officer, Director | 10,950 | $23.69 | $259,370 | 449,903 | −2.38% | plan? |
| Jan 22, 2016 FForm 4 → | Jan 26, 5:01 pm EST | Paul IdzikChief Executive Officer, Director | 116,241 | $24.11 | $2,801,989 | 460,853 | — | plan? |
| Dec 20, 2015 FForm 4 → | Dec 22, 5:03 pm EST | David HerbertSVP & Pres, E*TRADE Securities | 478 | $29.28 | $13,993 | 46,647 | — | plan? |
| Nov 2, 2015 AForm 4 → | Nov 4, 5:00 pm EST | Donna L WeaverDirector | 643 | — | — | 51,739 | — | plan? |
| Nov 2, 2015 AForm 4 → | Nov 4, 5:00 pm EST | James P HealyDirector | 626 | — | — | 19,364 | — | plan? |
| Sep 11, 2015 SForm 4 → | Sep 15, 5:01 pm EDT | Karl A RoessnerEVP & General Counsel | 2,692 | $26.96 | $72,576 | 250,574 | −1.06% | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 5:00 pm EDT | Donna L WeaverDirector | 650 | — | — | 51,096 | — | plan? |
| Jul 30, 2015 AForm 4 → | Aug 3, 5:00 pm EDT | James P HealyDirector | 544 | — | — | 18,738 | — | plan? |
| Jun 24, 2015 FForm 4 → | Jun 26, 5:02 pm EDT | Michael A. PizziEVP & Chief Financial Officer | 614 | $30.95 | $19,000 | 130,973 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:07 pm EDT | Donna L WeaverDirector | 3,448 | — | — | 50,446 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:07 pm EDT | Gary H SternDirector | 3,448 | — | — | 7,769 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:06 pm EDT | Joseph L SclafaniDirector | 3,448 | — | — | 26,573 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:06 pm EDT | Rebecca SaegerDirector | 3,448 | — | — | 19,230 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:06 pm EDT | Shelley B LeibowitzDirector | 3,448 | — | — | 5,145 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:06 pm EDT | Rodger A LawsonDirector | 5,173 | — | — | 39,372 | — | plan? |
| May 8, 2015 AForm 4 → | May 12, 5:06 pm EDT | James LamDirector | 3,448 | — | — | 15,894 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2018 MForm 4 → | Apr 26, 5:15 pm EDT | Donna L WeaverDirector | 2,000 | — | — | 0 | — | |
| Feb 7, 2018 MForm 4 → | Feb 9, 9:39 pm EST | Karl A RoessnerChief Executive Officer, Director | 4,837 | — | — | 0 | — | |
| Feb 7, 2018 MForm 4 → | Feb 9, 9:39 pm EST | Michael A. PizziChief Financial Officer | 11,727 | — | — | 0 | — | |
| Jan 30, 2018 MForm 4 → | Feb 1, 5:12 pm EST | Joseph L SclafaniDirector | 2,000 | — | — | 0 | — | |
| Jan 26, 2018 MForm 4 → | Jan 30, 5:16 pm EST | Frederick Wilkinson KannerDirector | 2,000 | — | — | 0 | — | |
| Feb 10, 2017 MForm 4 → | Feb 14, 5:22 pm EST | Michael A. PizziChief Financial Officer | 11,249 | — | — | 0 | — | |
| Feb 8, 2017 MForm 4 → | Feb 9, 5:05 pm EST | Karl A RoessnerChief Executive Officer, Director | 3,712 | — | — | 0 | — | |
| Feb 10, 2016 MForm 4 → | Feb 11, 4:59 pm EST | Michael A. PizziEVP & Chief Financial Officer | 3,078 | — | — | 0 | — |