SEC Form 4 · accession 0001015780-17-000072
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent Simonich
Officer — Principal Accounting Officer
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2017 | S | 3,762 | $41.4986 | D | 31,557 | D | |
| Common Stock | Jul 26, 2017 | S | 1,934 | $41.4986 | D | 29,623 | D |
Table II — derivative securities
No Table II lines on this filing.