SEC Form 4 · accession 0001015780-17-000032
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodger A Lawson
Officer — Executive Chairman · Director
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2017 | S | 3,060 | $33.0197 | D | 94,910 | D | |
| Common StockF1 | Mar 27, 2017 | S | 4,887 | $33.043 | D | 90,023 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of common stock pursuant to a Rule 10b5-1 plan entered into on February 25, 2017.