SEC Form 4 · accession 0001015780-18-000041
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donna L Weaver
Director
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2018 | M | 2,000 | $43.55 | A | 62,259 | D | |
| Common StockF2 | Apr 24, 2018 | F | 1,464 | $59.50 | D | 60,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $43.55 | Apr 24, 2018 | M | 2,000 | D | — | May 16, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Acquisition of common stock upon the exercise of stock options.
- F2Represents shares withheld to cover the exercise price of stock options.
- F3The stock options vested in two annual installments beginning on May 16, 2009.