SEC Form 4 · accession 0001015780-17-000067
E TRADE FINANCIAL CORP · ETFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Healy
Director
Period of report
Jul 3, 2017
Accepted (ET)
Jul 5, 2017 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001015780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2017 | A | 847 | $0.00 | A | 35,623 | D | |
| Common StockF1 | Jul 3, 2017 | A | 169 | $0.00 | A | 35,792 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents quarterly board fees deferred into restricted stock units ("DSUs"). Each DSU vests in full on July 3, 2018 and represents a contingent right to receive one share of the Company's common stock.